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1. China Maritime Report No. 27: PLA Navy Submarine Leadership - Factors Affecting Operational Performance

Author:
Roderick Lee
Publication Date:
06-2023
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
The way the People’s Liberation Army Navy (PLAN) selects and manages its submarine officers increases the likelihood of human performance errors onboard a PLAN submarine. First, PLAN submarine officers are selected from applicants with among the lowest college entrance examinations of any PLA educational institution, suggesting that PLAN submariners are among the service’s least talented officers. Second, the Party Committee system at the apex of decision-making aboard PLAN submarines may be less agile than other approaches to command, at least in certain circumstances. Lastly, while the policy of embarking flotilla leaders senior to the submarine captain may reduce some of the negative effects associated with the first two conditions, it could lead to reduced performance when senior leaders are not present. If external events during wartime stressed these factors, the likelihood of human-induced error events in the PLAN submarine force could increase substantially.
Topic:
Armed Forces, Leadership, Navy, Maritime, Submarines, and People's Liberation Army (PLA)
Political Geography:
China and Asia

2. China Maritime Report No. 31: China's Submarine Industrial Base: State-Led Innovation with Chinese Characteristics

Author:
Sarah Kirchberger
Publication Date:
09-2023
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
In recent years, China’s naval industries have made tremendous progress supporting the modernization of the People’s Liberation Army Navy (PLAN) submarine force, both through robust commitment to research and development (R&D) and the upgrading of production infrastructure at the country’s three submarine shipyards: Bohai Shipyard, Huludao; Wuchang Shipyard, Wuhan; and Jiangnan Shipyard, Shanghai. Nevertheless, China’s submarine industrial base continues to suffer from surprising weaknesses in propulsion (from marine diesels to fuel cells) and submarine quieting. Closer ties with Russia could provide opportunities for China to overcome these enduring technological limitations by exploiting political and economic levers to gain access to Russia’s remaining undersea technology secrets.
Topic:
Nuclear Weapons, Navy, Industry, Submarines, and People's Liberation Army (PLA)
Political Geography:
China and Asia

3. China Maritime Report No. 23: The Type 075 LHD: Development, Missions, and Capabilities

Author:
Conor M. Kennedy and Daniel Caldwell
Publication Date:
10-2022
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
When the People’s Liberation Army Navy (PLAN) commissioned its first Type 075 class Landing Helicopter Dock (LHD) in April 2021, it represented an important advance in power projection capability for China’s maritime forces. For the first time, the PLAN had an amphibious warship capable of hosting significant rotary wing forces while acting as the flagship for an amphibious task force. Now with three Type 075 class ships either in or soon to be in service, the PLAN has expanded its amphibious capability even further. The Type 075’s dedicated aviation support capability, ability to conduct wet well operations, and expanded command and control and medical facilities reflect capabilities that previously did not exist within the PLAN amphibious fleet. With the Type 075 LHD, the PLAN clearly intends to bolster its ability to project power from the sea in order to protect China’s overseas interests, but will require time for amphibious task forces to become fully proficient.
Topic:
Armed Forces, Navy, Maritime, and People's Liberation Army (PLA)
Political Geography:
China and Asia

4. China Maritime Report No. 15: The New Chinese Marine Corps: A "Strategic Dagger" in a Cross-Strait Invasion

Author:
Conor Kennedy
Publication Date:
10-2021
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
Since 2017, the People’s Liberation Army Navy Marine Corps (PLANMC) has undergone significant expansion, growing from two brigades to eight. The major impetus behind these efforts is a desire to build the service arm into an expeditionary force capable of operating in most environments at short notice. However, PLANMC reform has also bolstered its ability to contribute to major campaigns along China’s periphery, including a Taiwan invasion scenario. This report examines the PLANMC’s role in a cross-strait amphibious campaign and analyzes how new additions to the force could be used against Taiwan.
Topic:
Navy, Maritime, People's Liberation Army (PLA), and Invasion
Political Geography:
China, Taiwan, and Asia

5. China Maritime Report No. 13: The Origins of "Near Seas Defense and Far Seas Protection"

Author:
Jennifer Rice and Erik Robb
Publication Date:
02-2021
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
This report traces the origins and development of China’s current naval strategy: “Near Seas Defense and Far Seas Protection.” Near Seas Defense is a regional, defensive concept concerned with ensuring China’s territorial sovereignty and maritime rights and interests. Its primary focus is preparing to fight and win informatized local wars within the first island chain. Far Seas Protection has both peacetime and wartime elements. In peacetime, the Chinese navy is expected to conduct a range of “non-war military operations” such as participating in international peacekeeping, providing humanitarian assistance and disaster relief, evacuating Chinese citizens from danger, and engaging in joint exercises and naval diplomacy. In wartime, the PLAN could be tasked with securing China’s use of strategic sea lanes and striking important nodes and high-value targets in the enemy’s strategic depth. Nears Seas Defense and Far Seas Protection is rooted in the ideas of Alfred Thayer Mahan and Mao Zedong.
Topic:
Defense Policy, Sovereignty, Navy, and Maritime
Political Geography:
China and Asia

6. Chinese Nationalism and the “Gray Zone”: Case Analyses of Public Opinion and PRC Maritime Policy

Author:
Andrew Chubb
Publication Date:
05-2021
Content Type:
Research Paper
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
This volume examines the role of popular nationalism in China’s maritime conduct. Analysis of nine case studies of assertive but ostensibly nonmilitary actions by which the People’s Republic of China (PRC) has advanced its position in the South and East China Seas in recent years reveals little compelling evidence of popular sentiment driving decision-making. While some regard for public opinion demonstrably shapes Beijing’s propaganda strategies on maritime issues, and sometimes its diplomatic practices as well, the imperative for Chinese leaders to satisfy popular nationalism is at most a contributing factor to policy choices they undertake largely on the basis of other considerations of power and interest. Where surges of popular nationalism have been evident, they have tended to follow after the PRC maritime actions in question, suggesting instead that Chinese authorities channeled public opinion to support existing policy.
Topic:
Foreign Policy, Nationalism, Public Opinion, Military Affairs, Navy, Maritime, and Oceans and Seas
Political Geography:
China

7. China Maritime Report No. 10: PLAN Force Structure Projection Concept, A Methodology for Looking Down Range

Author:
Christopher P. Carlson
Publication Date:
11-2020
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
Force structure projections of an adversary’s potential order of battle are an essential input into the strategic planning process. Currently, the majority of predictions regarding China’s future naval buildup are based on a simple extrapolation of the impressive historical ship construction rate and shipyard capacity, without acknowledging that the political and economic situation in China has changed dramatically.
Topic:
Politics, Armed Forces, Navy, Economy, Maritime, and Strategic Planning
Political Geography:
China and Asia

8. China Maritime Report No. 9: Organizing to Fight in the Far Seas, The Chinese Navy in an Era of Military Reform

Author:
Roderick Lee and Morgan Clemens
Publication Date:
10-2020
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
The People’s Liberation Army Navy (PLAN) has been laying the organizational groundwork for far seas operations for nearly two decades, developing logistical and command infrastructure to support a “near seas defense and far seas protection” strategy. In the context of such a strategy, the PLAN’s ability to project power into the far seas depends upon its ability to dominate the near seas, effectively constituting a “sword and shield” approach. Along with the rest of the PLA, the PLAN’s peacetime command structure has been brought into line with its wartime command structures, and in terms of near seas defense, those command structures have been streamlined and made joint. By contrast, the command arrangements for far seas operations have not been clearly delineated and no one organ or set of organs has been identified as responsible for them. While this is manageable in the context of China’s current, limited far seas operational presence, any meaningful increase in the size, scope, frequency, and intensity of far seas operations will require further structural reforms at the Central Military Commission and theater command levels in order to lay out clear command responsibilities.
Topic:
Armed Forces, Military Affairs, Navy, Maritime, and People's Liberation Army (PLA)
Political Geography:
China and Asia

9. China Maritime Report No. 8: Winning Friends and Influencing People: Naval Diplomacy with Chinese Characteristics

Author:
Timothy R. Heath
Publication Date:
09-2020
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
In recent years, Chinese leaders have called on the People’s Liberation Army Navy (PLAN) to carry out tasks related to naval diplomacy beyond maritime East Asia, in the “far seas.” Designed to directly support broader strategic and foreign policy objectives, the PLAN participates in a range of overtly political naval diplomatic activities, both ashore and at sea, from senior leader engagements to joint exercises with foreign navies. These activities have involved a catalogue of platforms, from surface combatants to hospital ships, and included Chinese naval personnel of all ranks. To date, these acts of naval diplomacy have been generally peaceful and cooperative in nature, owing primarily to the service’s limited power projection capabilities and China’s focus on more pressing security matters closer to home. However, in the future a more blue-water capable PLAN could serve more overtly coercive functions to defend and advance China’s rapidly growing overseas interests when operating abroad.
Topic:
Foreign Policy, Diplomacy, Navy, and People's Liberation Army (PLA)
Political Geography:
China and Asia

10. China Maritime Report No. 6: Djibouti: China's First Overseas Strategic Strongpoint

Author:
Peter A. Dutton, Isaac B. Kardon, and Conor M. Kennedy
Publication Date:
04-2020
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
This China Maritime Report on Djibouti is the first in a series of case studies on China’s “overseas strategic strongpoints” (海外战略支点). The strategic strongpoint concept has no formal definition, but is used by People’s Republic of China (PRC) officials and analysts to describe foreign ports with special strategic and economic value that host terminals and commercial zones operated by Chinese firms.
Topic:
Economics, Military Strategy, Military Affairs, Geopolitics, Navy, Oceans and Seas, Seapower, Chinese Communist Party (CCP), Port, and People's Republic of China (PRC)
Political Geography:
Africa, China, Asia, Djibouti, and East Africa

11. China Maritime Report No. 5: China's Dreadnought? The PLA Navy's Type 055 Cruiser and Its Implications for the Future Maritime Security Environment

Author:
Daniel Caldwell, Joseph Freda, and Lyle J. Goldstein
Publication Date:
02-2020
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
China’s naval modernization, a process that has been underway in earnest for three decades, is now hitting its stride. The advent of the Type 055 cruiser firmly places the PLAN among the world’s very top naval services. This study, which draws upon a unique set of Chinese-language writings, offers the first comprehensive look at this new, large surface combatant. It reveals a ship that has a stealthy design, along with a potent and seemingly well-integrated sensor suite. With 112 VLS cells, moreover, China’s new cruiser represents a large magazine capacity increase over legacy surface combatants. Its lethality might also be augmented as new, cutting edge weaponry could later be added to the accommodating design. This vessel, therefore, provides very substantial naval capability to escort Chinese carrier groups, protect Beijing’s long sea lanes, and take Chinese naval diplomacy to an entirely new and daunting level. Even more significant perhaps, the Type 055 will markedly expand the range and firepower of the PLAN and this could substantially impact myriad potential conflict scenarios, from the Indian Ocean to the Korean Peninsula and many in between. This study of Type 055 development, moreover, does yield evidence that Chinese naval strategists are acutely aware of major dilemmas confronting the U.S. Navy surface fleet.
Topic:
Military Strategy, Military Affairs, Geopolitics, Navy, Oceans and Seas, Seapower, Chinese Communist Party (CCP), and People's Republic of China (PRC)
Political Geography:
China and Asia

12. China Maritime Report No. 4: Civil Transport in PLA Power Projection

Author:
Conor M. Kennedy
Publication Date:
12-2019
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
The People’s Liberation Army (PLA) has ambitious goals for its power projection capabilities. Aside from preparing for the possibility of using force to resolve Beijing’s territorial claims in East Asia, it is also charged with protecting China’s expanding “overseas interests.” These national objectives require the PLA to be able to project significant combat power beyond China’s borders. To meet these needs, the PLA is building organic logistics support capabilities such as large naval auxiliaries and transport aircraft. But it is also turning to civilian enterprises to supply its transportation needs.
Topic:
Military Strategy, Military Affairs, Geopolitics, Navy, Seapower, Transportation, Chinese Communist Party (CCP), and People's Republic of China (PRC)
Political Geography:
China and Asia

13. China Maritime Report No. 3: China’s Distant-Ocean Survey Activities: Implications for U.S. National Security

Author:
Ryan D. Martinson and Peter A. Dutton
Publication Date:
11-2018
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
Today, the People’s Republic of China (PRC) is investing in marine scientific research on a massive scale. This investment supports an oceanographic research agenda that is increasingly global in scope. One key indicator of this trend is the expanding operations of China’s oceanographic research fleet. On any given day, 5-10 Chinese “scientific research vessels” (科学考查船) may be found operating beyond Chinese jurisdictional waters, in strategically-important areas of the Indo-Pacific. Overshadowed by the dramatic growth in China’s naval footprint, their presence largely goes unnoticed. Yet the activities of these ships and the scientists and engineers they embark have major implications for U.S. national security. This report explores some of these implications. It seeks to answer basic questions about the out-of-area—or “distant-ocean” (远洋)—operations of China’s oceanographic research fleet. Who is organizing and conducting these operations? Where are they taking place? What do they entail? What are the national drivers animating investment in these activities?
Topic:
Military Strategy, Military Affairs, Geopolitics, Navy, Oceans and Seas, Seapower, Chinese Communist Party (CCP), and People's Republic of China (PRC)
Political Geography:
United States, China, and Asia

14. Echelon Defense: The Role of Sea Power in Chinese Maritime Dispute Strategy

Author:
Ryan D. Martinson
Publication Date:
02-2018
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
On April 10, 2012, two Chinese law-enforcement cutters on joint patrol in the South China Sea received orders to proceed immediately to Scarborough Shoal, a disputed cluster of rocks 140 nautical miles west of Subic Bay, the Philippines. Earlier that day, a Chinese fisherman aboard one of several boats moored in the lagoon had transmitted an alarming message to authorities in his home port in Hainan: “Philippine Navy ship number 15 heading this way.” Ship number 15 was BRP Gregorio del Pilar, an elderly former U.S. Coast Guard (USCG) cutter now serving as a frigate in the Philippine navy. Not long after the first message arrived in Hainan, sailors operating from the ship entered the lagoon and approached the Chinese boats. At this point, the fisherman sent a final message: “They’re boarding.”
Topic:
Military Strategy, Military Affairs, Geopolitics, Navy, Oceans and Seas, Seapower, and Port
Political Geography:
United States, China, and Asia

15. China Maritime Report No. 2: The Arming of China’s Maritime Frontier

Author:
Ryan D. Martinson
Publication Date:
06-2017
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
China’s expansion in maritime East Asia has relied heavily on non-naval elements of sea power, above all white-hulled constabulary forces. This reflects a strategic decision. Coast guard vessels operating on the basis of routine administration and backed up by a powerful military can achieve many of China’s objectives without risking an armed clash, sullying China’s reputation, or provoking military intervention from outside powers. Among China’s many maritime agencies, two organizations particularly fit this bill: China Marine Surveillance (CMS) and China Fisheries Law Enforcement (FLE). With fleets comprising unarmed or lightly armed cutters crewed by civilian administrators, CMS and FLE could vigorously pursue China’s maritime claims while largely avoiding the costs and dangers associated with classic “gunboat diplomacy.”
Topic:
Military Strategy, Military Affairs, Geopolitics, Navy, Oceans and Seas, Seapower, Chinese Communist Party (CCP), and People's Republic of China (PRC)
Political Geography:
China and Asia

16. China Maritime Report No. 1: China’s Third Sea Force, The People’s Armed Forces Maritime Militia: Tethered to the PLA

Author:
Conor M. Kennedy and Andrew S. Erickson
Publication Date:
03-2017
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
Amid growing awareness that China’s Maritime Militia acts as a Third Sea Force which has been involved in international sea incidents, it is necessary for decision-makers who may face such contingencies to understand the Maritime Militia’s role in China’s armed forces. Chinese-language open sources reveal a tremendous amount about Maritime Militia activities, both in coordination with and independent of the People’s Liberation Army (PLA). Using well-documented evidence from the authors’ extensive open source research, this report seeks to clarify the Maritime Militia’s exact identity, organization, and connection to the PLA as a reserve force that plays a parallel and supporting role to the PLA. Despite being a separate component of China’s People’s Armed Forces (PAF), the militia are organized and commanded directly by the PLA’s local military commands. The militia’s status as a separate non-PLA force whose units act as “helpers of the PLA” (解放军的 助手) is further reflected in China’s practice of carrying out “joint military, law enforcement, and civilian [Navy-Maritime Law Enforcement-Maritime Militia] defense” (军警民联防). To more accurately capture the identity of the Maritime Militia, the authors propose referring to these irregular forces as the “People’s Armed Forces Maritime Militia” (PAFMM).
Topic:
Military Strategy, Military Affairs, Navy, Oceans and Seas, Seapower, Chinese Communist Party (CCP), and People's Republic of China (PRC)
Political Geography:
China and Asia

17. China's Evolving Surface Fleet

Author:
Peter A. Dutton and Ryan D. Martinson
Publication Date:
07-2017
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
The missile fast-attack craft and amphibious fleets of the People's Liberation Army (PLA) Navy (PLAN) have undergone significant modernization over the past fifteen years. The capabilities of both categories of vessels have improved even if their actual numbers have not increased dramatically. Examined from the perspective of PLA doctrine and training, the missions of these forces represent the PLAN's past, present, and future.
Topic:
Military Strategy, Military Affairs, Geopolitics, Navy, Oceans and Seas, Seapower, and People's Republic of China (PRC)
Political Geography:
China and Asia

18. Beyond the Wall: Chinese Far Seas Operation

Author:
Peter A. Dutton and Ryan D. Martinson
Publication Date:
05-2015
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
This volume is the product of a groundbreaking dialogue on sea-lane security held between People's Liberation Army (PLA) Navy and U.S. Navy scholars at the Naval War College in August 2013, with additional material from a related conference,"China's Far Seas Operations," hosted by the China Maritime Studies Institute in May 2012. At that time the political climate in China was uncertain, in the shadow of the Bo Xilai crisis and of the impending transition of power between the Hu and Xi regimes; accordingly the PLA Navy, though invited to participate in the "Far Seas" conference, ultimately declined to do so. This was not entirely surprising. Attempts by various agencies of the U.S. Navy up to that time to engage in discussions to advance maritime cooperation between China and the United States had been met with lukewarm responses at best. But at a maritime security dialogue in Dalian in September 2012 Senior Capt. Zhang Junshe of the PLA Navy Research Institute, a key contributor to this volume and to the success of the academic cooperation between our two institutes, approached Peter Dutton to tell him that everything had changed.
Topic:
Military Strategy, Military Affairs, Geopolitics, Navy, Oceans and Seas, Seapower, Chinese Communist Party (CCP), and People's Republic of China (PRC)
Political Geography:
United States, China, and Asia

19. The Recruitment, Education, and Training of PLA Navy Personnel

Author:
Kenneth Allen and Morgan Clemens
Publication Date:
08-2014
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
Looking back at the parlous state of the People's Liberation Army Navy (PLAN) in the early 1980s, Liu Huaqing, its former commander, wrote, "All areas [of the navy] required significant strengthening, but I believed the key was developing capable personnel." Indeed, during Admiral Liu's tenure (1982-88), the PLAN embarked on a major effort to improve the quality of its officers and enlisted personnel an effort that continues to this day.
Topic:
Military Strategy, Military Affairs, Geopolitics, Navy, Oceans and Seas, and Seapower
Political Geography:
China and Asia

20. China Near Seas Combat Capabilities

Author:
Andrew S. Erickson, Ryan D. Martinson, and Peter A. Dutton
Publication Date:
02-2014
Content Type:
Special Report
Institution:
China Maritime Studies Institute, U.S. Naval War College
Abstract:
The capstone U.S. Defense Department study on the future operational environment declares, "China's rise represents the most significant single event on the international horizon since the collapse of the Cold War. Understanding and assessing changes in China's traditionally defensive naval strategy, doctrine, and force structure are of obvious importance to the U.S. Navy (USN) and other Pacific navies concerned with the possible security implications of that rise. This chapter examines the development of the Chinese navy's Houbei (Type 022) fast-attack-craft force and its roles and missions in China's near seas and discusses implications for the U.S. Navy and other navies in the region.
Topic:
Military Strategy, Military Affairs, Navy, Oceans and Seas, and Seapower
Political Geography:
China and Asia