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CIAO DATE: 10/05

The "Underclass" Revisited: A Social Problem in Decline

Paul A. Jargowsky and Rebecca Yang

May 2005

Brookings Institution

 

Introduction

No single metric can capture all the dimensions of as complex a phenomenon as poverty in an affluent society. Several different empirical strategies, each with strengths and weaknesses, may all contribute to a more complete understanding of the experience of living in poverty in a modern urban setting. The standard federal measure of poverty focuses narrowly on the income of families in comparison to a standard meant to reflect the cost of basic necessities (Orshansky 1963, 1965). The concentration of poverty adds a geographic component, by gauging the extent to which poor families are spatially isolated (Jargowsky and Bane 1991; Jargowsky 1997, 2003). Neither of these measures, however, adequately conveys the extent of social disorganization in poor neighborhoods that has figured so prominently in the political debates over public policies that address poverty and urban development.

The focus on the concentration of social ills in poor neighborhoods was particularly acute in the late 1970s and 1980s. The devastation wrought by the crack epidemic, the rapid rise in out-of-wedlock childbearing, and the high levels of violent crime in the inner-cities gave rise to the concept of the "underclass" (Glasgow 1980; Auletta 1982; Wilson 1987). This highly controversial term was used in different ways for different purposes by different types of people, including politicians, advocates, journalists, and academic researchers, limiting its usefulness as an analytic concept (Dash 1989; Lemann 1986a, 1986b; Magnet 1993). Others criticized the measure on conceptual grounds (Katz 1993; Hughes 1989a, 1989b; Jencks 1991; Littman 1991). Over time, the term has fallen out of favor; William Julius Wilson, for example—whose work did much to call attention to these issues—decided to drop the term "underclass" in favor of the less politically charged term, "ghetto poor" (Wilson 1996).

Nevertheless, the dangerously self-destructive behaviors that gave rise to the underclass debate, and particularly the geographic concentration of these ills in central cities, were legitimate topics of public concern. Several researchers attempted to measure the underclass (Danziger and Gottschalk 1987; Jencks 1991; Van Haitsma 1989), but the most sustained research effort was made by the Urban Underclass Project at the Urban Institute. Ricketts and Sawhill (1988) proposed an operational definition of the underclass concept based on the spatial convergence of high levels of various social ills. These researchers readily admitted that their measure fell short of an ideal representation of the concept, yet they argued that it was the best measure that could be constructed from available census data, and therefore the only measure that could be broadly applied to all U.S. neighborhoods. Ricketts and Mincy (1990) presented the changes in the underclass measure in the 1970s, and follow-up work by Mincy and Weiner (1993) extended the analysis through 1990.

The 1990s were a period of sustained economic growth that penetrated to all levels of the income distribution. In this period, real wages for unskilled workers saw their first sustained rise since the 1960s, clearly an important development for unskilled inner-city youth. This period also featured a number of radical changes in public policy, including the expansion of the Earned Income Tax Credit (EITC) to encourage attachment to the labor force, reform of the welfare program that required many to seek employment, and a major change in the orientation of housing assistance towards decentralization of poor populations.

This Brookings Policy Brief assesses whether these profound changes in the economic and political context of poverty in the 1990s had measurable impacts upon neighborhood social distress, as captured by the Ricketts-Sawhill underclass measure. In addition to examining the state of the underclass in 2000, we also compare the progress on this underclass measure to other dimensions of poverty, on the theory that these measures taken together tell us more than any one measure viewed in isolation. The next section addresses the conceptual underpinnings of the underclass measure; the following section briefly recaps the previous empirical results; we then discuss the data and methods used in this study and present our findings.

Full Text (PDF format, 31 pages, 138.6 KB)

 

 

 

 

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