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  • Author: Stephen Lloyd Wilson
  • Publication Date: 06-2017
  • Content Type: Working Paper
  • Institution: Varieties of Democracy Institute (V-Dem)
  • Abstract: How does the Internet affect authoritarian regimes? This article argues that while the Internet has made mass mobilization easier than ever, its spread has also counter-intuitively allowed savvy authoritarian regimes to become more stable than ever. For the population, higher technical literacy means a demonstrable decrease in transaction costs and thus a greater incidence of collective action. However, higher regime technical literacy gives authoritarians the capacity to monitor their populations and solve the dictator’s information problem, thus keeping their populations satisfied without needing to liberalize. The article compiles a new and original data set of measures of technical literacy across all states since the year 2000, and used a factor analysis approach to construct latent measures of population and regime technical literacy for all country-years. A large-n, cross-country empirical approach finds strong evidence of the theorized relationship between technical literacy and revolution.
  • Topic: International Affairs
  • Political Geography: Global Focus
  • Author: Marcus Tannenberg
  • Publication Date: 06-2017
  • Content Type: Working Paper
  • Institution: Varieties of Democracy Institute (V-Dem)
  • Abstract: Because of the perceived risk of repression some survey questions are likely sensitive in more autocratic countries while less so in more democratic countries. Yet, survey data on potentially sensitive topics are frequently used in comparative research despite concerns about comparability. In a novel approach to test the comparability of politically sensitive questions I employ a multilevel-analysis with more than 80 000 respondents in 36 African countries to test for systematic bias when the survey respondents believe (fear) that the government has commissioned the survey, as opposed to an independent research institute. The findings indicate that fear of the government induces a substantial and significant bias on questions regarding the citizen-state relationship in more autocratic countries, but not in more democratic countries. This has practical implications for the comparative use of survey data.
  • Topic: International Affairs
  • Political Geography: Global Focus
  • Author: Fernando Bizzarro, Allen Hicken, Dari Self
  • Publication Date: 06-2017
  • Content Type: Working Paper
  • Institution: Varieties of Democracy Institute (V-Dem)
  • Abstract: Because levels of party institutionalization may affect the availability of good data, existing datasets have limited reliability and coverage. To overcome these problems, we introduce the V-Dem Party Institutionalization Index, the first global country-level index on the issue. It covers – as of May 2017 – 173 countries for 116 years (1900-2016). Its geographical coverage, timespan, and conceptual reach are larger than any existing alternative. We offer an additive index that measures the scope and depth of party institutionalization in a country every year. Scope is measured by the proportion of parties that reach a threshold of minimal institutionalization, while the linkages party establish with the masses and the elites define the depth. Exploring a set of well-known cases, we show that: the index has extensive face validity, is consistent across regime types, and is comparable to other established indicators of institutionalization.
  • Topic: International Affairs
  • Political Geography: Global Focus
  • Author: Anna Lührmann, Staffan I. Lindberg, Marcus Tannenberg
  • Publication Date: 05-2017
  • Content Type: Working Paper
  • Institution: Varieties of Democracy Institute (V-Dem)
  • Abstract: Classifying political regimes has never been as difficult as in this day and age. Most regimes in the world now hold de-jure multiparty elections with universal suffrage. Yet, in some countries these elections ensure that political rulers are – at least somewhat – accountable to the electorate whereas in others they are a mere window dressing exercise for authoritarian politics. Hence, regime types need to be distinguished based on the de-facto implementation of democratic rules. To this end, researchers increasingly turn to expert-coded data sets such as the new Varieties of Democracy (V-Dem) dataset. Using V-Dem data, we propose an operationalization of four important regime types – closed and electoral autocracies; electoral and liberal democracies – with vast coverage (almost all countries form 1900 to 2016) and precision. Our new Regimes in the World (RIW) measure includes uncertainty estimates to identify countries in the grey zone between regime types and account for inter-coder disagreement. In cases of disagreement with other datasets (7-12% of the cases), we classify regimes with severe electoral manipulation and infringements of the political freedoms more frequently as electoral autocracies than other datasets, which suggests that our measure captures the opaqueness of contemporary autocracies better.
  • Topic: International Affairs
  • Political Geography: Global Focus
  • Author: Anna Lührmann, Kyle L Marquardt, Valeriya Mechkova
  • Publication Date: 04-2017
  • Content Type: Working Paper
  • Institution: Varieties of Democracy Institute (V-Dem)
  • Abstract: Accountability - constraints on the government’s use of political power - is one of the cornerstones of good governance. However, conceptual stretching and a lack of reliable measures have limited cross-national research and comparisons regarding the role of both accountability writ large and its different sub-types. To address this research gap, we use the V-Dem dataset and Bayesian statistical models to develop new ways to conceptualize and measure accountability and its core dimensions. We provide indices capturing the extent to which governments are accountable to citizens (vertical accountability), other state institutions (horizontal accountability) and the media and civil society (diagonal accountability), as well as an aggregate index that incorporates the three sub-types. These indices cover virtually all countries from 1900 to today. We demonstrate the validity of our new measures by analyzing trends from key countries, as well as by demonstrating that the measures are positively related to development outcomes such as health and education.
  • Topic: International Affairs
  • Political Geography: Global Focus
  • Author: Michael Coppedge
  • Publication Date: 04-2017
  • Content Type: Working Paper
  • Institution: Varieties of Democracy Institute (V-Dem)
  • Abstract: For policymakers, activists, academics, and citizens around the world the conceptualization and measurement of democracy matters. The needs of democracy promoters and social scientists are convergent. We all need better ways to measure democracy. In the first section of this document we critically review the field of democracy indices. It is important to emphasize that problems identified with extant indices are not easily solved, and some of the issues we raise vis-à-vis other projects might also be raised in the context of the V-Dem project. Measuring an abstract and contested concept such as democracy is hard and some problems of conceptualization and measurement may never be solved definitively. In the second section we discuss in general terms how the Varieties of Democracy (V-Dem) project differs from extant indices and how the novel approach taken by V-Dem might assist the work of activists, professionals, and scholars.
  • Topic: International Affairs
  • Political Geography: Global Focus
  • Author: Haakon Gjerlow, Carl Henrik Knutsen
  • Publication Date: 04-2017
  • Content Type: Working Paper
  • Institution: Varieties of Democracy Institute (V-Dem)
  • Abstract: Political leaders often have private incentives to pursue expensive and socially wasteful "white elephant" projects. Our argument highlights that weak accountability mechanisms allow autocratic leaders to more easily realize such projects, whereas democratic leaders are more constrained from doing so. We subsequently test different implications from this argument by drawing on a global dataset recording various features of skyscrapers, a prominent type of modern white elephant. We find that autocracies systematically build more new skyscrapers than democracies, and this result is robust to controlling for income level, state control over the economy, and country- and year-fixed effects. Further, autocratic skyscrapers are more excessive and wasteful than democratic. Autocratic regimes also pursue skyscraper projects no matter if they preside over rural or urban societies. In contrast, skyscrapers are fewer and - when first built - associated with less waste in democracies, and they are more frequently built urbanized democracies than in rural.
  • Topic: International Affairs
  • Political Geography: Global Focus
  • Author: Kelly McMann
  • Publication Date: 03-2017
  • Content Type: Working Paper
  • Institution: Varieties of Democracy Institute (V-Dem)
  • Abstract: Theory predicts democracy should reduce corruption. Yet, numerous scholars have found empirically that corruption decreases at high levels of democracy but actually increases at low levels. A key weaknesses of studies that aim to explain this inverted curvilinear relationship, however, is that they do not disaggregate the complex concept of democracy. By contrast, this working paper disaggregates democracy theoretically and empirically. Our theoretical framework shows how components of democracy affect costs and benefits of engaging in corruption and, therefore, the level of corruption overall. Whereas other studies examine only how democratic accountability imposes costs on those engaging in corruption and thus illuminate only the downward curve of the relationship, we also examine the transaction costs and political support benefits of corruption and therefore can explain the initial uptick in corruption at low levels of democracy. Using measures of democratic components from Varieties of Democracy, we examine 173 countries from 1900 to 2012 and find that freedoms of expression and association exhibit the inverted curvilinear relationship with corruption, and that judicial constraints have a negative linear relationship. Moreover, the introduction of elections and the quality of elections act jointly, but each in a linear fashion. The mere introduction of elections increases corruption, thus accounting for the upward sloping segment of the inverted curve. Once the quality of elections be
  • Topic: International Affairs
  • Political Geography: Global Focus
  • Author: Aníbal Pérez-Liñán, David Altman
  • Publication Date: 03-2017
  • Content Type: Working Paper
  • Institution: Varieties of Democracy Institute (V-Dem)
  • Abstract: Economic growth has become one of the leitmotivs academicians and pundits ask once and again to assess democratic endurance over time. While large portion of the literature posits that economic growth is positive for democracy (eg. Przeworski et al. 2000), for other scholars it is a profoundly destabilizing force (eg. Olson 1963; Huntington 1968). This paper fills these contrasting views asking whether economic growth can undermine democratic competition. We hypothesize that the relation between economic growth and party competition is mediated by the strength of political institutions and free expression. Economic growth promotes incumbency advantage. Rulers can artificially extend this advantage by narrowing the space for negative coverage and dissident voices as long as they have political room for maneuvering. We leverage exogenously-driven growth in Latin America to test this argument. Over the past two decades, the region experienced accelerated growth as a result of a global commodity boom. Using data for 18 Latin American countries during this period, we show that faster economic growth led to significant increases in incumbency advantage in the legislature only where free speech was under attack. Our findings have important implications for literatures on democratization, natural resources, and economic voting.
  • Topic: International Affairs
  • Political Geography: Global Focus
  • Author: Kyle L Marquardt, Daniel Pemstein
  • Publication Date: 01-2017
  • Content Type: Working Paper
  • Institution: Varieties of Democracy Institute (V-Dem)
  • Abstract: Data sets quantifying phenomena of social-scientific interest often use multiple experts to code latent concepts. While it remains standard practice to report the average score across experts, experts likely vary in both their expertise and their interpretation of question scales. As a result, the mean may be an inaccurate statistic. Item-response theory (IRT) models provide an intuitive method for taking these forms of expert disagreement into account when aggregating ordinal ratings produced by experts, but they have rarely been applied to cross- national expert-coded panel data. In this article, we investigate the utility of IRT models for aggregating expert-coded data by comparing the performance of various IRT models to the standard practice of reporting average expert codes, using both real and simulated data. Specifically, we use expert-coded cross-national panel data from the V–Dem data set to both conduct real-data comparisons and inform ecologically-motivated simulation studies. We find that IRT approaches outperform simple averages when experts vary in reliability and exhibit differential item functioning (DIF). IRT models are also generally robust even in the absence of simulated DIF or varying expert reliability. Our findings suggest that producers of cross-national data sets should adopt IRT techniques to aggregate expert-coded data of latent concepts.
  • Topic: International Affairs
  • Political Geography: Global Focus
  • Author: Anna Lührmann, Kelly McMann, Carolien van Ham
  • Publication Date: 01-2017
  • Content Type: Working Paper
  • Institution: Varieties of Democracy Institute (V-Dem)
  • Abstract: Large-N studies suggest that democracy aid is effective, while multiple small-N investigations call such findings into question. This paper accounts for this contradiction and significantly improves our understanding of democracy aid effectiveness by disaggregating democracy aid into specific types and examining effectiveness in different regime types. We argue that a specific type of aid is more likely to be effective when the aid does not pose a threat to regime survival and when the aid matches the particular democratic deficits in a country. Analysis of OECD aid and Varieties of Democracy data for 119 countries from 2002-2012 supports our argument.
  • Topic: International Affairs
  • Political Geography: Global Focus
  • Author: Joseph E. Aldy
  • Publication Date: 10-2017
  • Content Type: Working Paper
  • Institution: Belfer Center for Science and International Affairs, Harvard University
  • Abstract: This paper examines the choice between—and design of—CO2 cap-and-trade and tax policies through a political-economy lens. It draws from insights in economics and political economy to highlight important public policy principles and policy options in carbon-pricing policy design. The paper illustrates each of these insights with examples from cap-and-trade and tax-policy experiences. Revealed political preferences about carbon-pricing-policy design can, in practice, inform our understanding of how decision-makers weigh various policy principles, as well as policy objectives. The balance of the paper examines the following design choices: establishing and phasing-in policy targets; setting the point of compliance and scope of coverage; addressing uncertainties in emission and cost outcomes under carbon pricing; updating carbon-pricing targets over time; using revenue and other forms of economic value created by carbon pricing; mitigating adverse competitiveness impacts of pricing carbon; accounting for the existing, complex policy landscape in designing carbon pricing; and linking of carbon-pricing programs. The final section concludes with a discussion of policy implications and next steps for policy-relevant scholarship.
  • Topic: International Political Economy, Climate Finance, Global Political Economy
  • Political Geography: Global Focus
  • Author: Stig Jarle Hansen, Mohamed Husein Gaas, Ida Bary
  • Publication Date: 09-2017
  • Content Type: Working Paper
  • Institution: Belfer Center for Science and International Affairs, Harvard University
  • Abstract: Although it may seem that the Muslim Brotherhood has weakened since the onset of the "Arab Winter" in 2013 and onward, organizations with their origins in the Brotherhood still have access to power in countries as diverse as Somalia, Bahrain, Morocco, and Yemen, and might regain power in other countries as well. Most Brotherhood-affiliated movements are committed to some form of democracy, unlike many of their rivals in the Middle East. Even the United Arab Emirates and Saudi Arabia have sought allies among Brotherhood affiliates, despite banning a majority of affiliated organizations.
  • Topic: International Affairs
  • Political Geography: Middle East
  • Author: Els de Graauw, Irene Bloemraad
  • Publication Date: 01-2017
  • Content Type: Journal Article
  • Journal: Journal on Migration and Human Security
  • Institution: Center for Migration Studies of New York
  • Abstract: Supporting and investing in the integration of immigrants and their children is critically important to US society. Successful integration contributes to the nation’s economic vitality, its civic and political health, and its cultural diversity. But although the United States has a good track record on immigrant integration, outcomes could be better. A national, coherent immigrant integration policy infrastructure is needed. This infrastructure can build on long-standing partnerships between civil society and US public institutions. Such partnerships, advanced under Republican- and Democratic-led administrations, were initially established to facilitate European immigrants’ integration in large American cities, and later extended to help refugees fleeing religious persecution and war. In the twenty-first century, we must expand this foundation by drawing on the growing activism by cities and states, new civil society initiatives, and public-private partnerships that span the country.
  • Topic: Migration
  • Political Geography: America
  • Author: Robert Warren, Donald Kerwin
  • Publication Date: 01-2017
  • Content Type: Journal Article
  • Journal: Journal on Migration and Human Security
  • Institution: Center for Migration Studies of New York
  • Abstract: The Trump administration has made the construction of an “impregnable” 2,000-mile wall across the length of the US-Mexico border a centerpiece of its executive orders on immigration and its broader immigration enforcement strategy. This initiative has been broadly criticized based on: • Escalating cost projections: an internal Department of Homeland Security (DHS) study recently set the cost at $21.6 billion over three and a half years; • Its necessity given the many other enforcement tools — video surveillance, drones, ground sensors, and radar technologies — and Border Patrol personnel, that cover the US-Mexico border: former DHS Secretary Michael Chertoff and other experts have argued that a wall does not add enforcement value except in heavy crossing areas near towns, highways, or other “vanishing points” (Kerwin 2016); • Its cost-effectiveness given diminished Border Patrol apprehensions (to roughly one-fourth the level of historic highs) and reduced illegal entries (to roughly one-tenth the 2005 level according to an internal DHS study) (Martinez 2016); • Its efficacy as an enforcement tool: between FY 2010 and FY 2015, the current 654-mile pedestrian wall was breached 9,287 times (GAO 2017, 22); • Its inability to meet the administration’s goal of securing “operational control” of the border, defined as “the prevention of all unlawful entries to the United States” (White House 2017); • Its deleterious impact on bi-national border communities, the environment, and property rights (Heyman 2013).
  • Topic: Immigration, Post Truth Politics
  • Political Geography: America
  • Author: Karen Musalo, Eunice Lee
  • Publication Date: 01-2017
  • Content Type: Journal Article
  • Journal: Journal on Migration and Human Security
  • Institution: Center for Migration Studies of New York
  • Abstract: In the early summer months of 2014, an increasing number of Central American children alone and with their parents began arriving at the US- Mexico border in search of safety and protection. The children and families by and large came from the Northern Triangle countries of El Salvador, Honduras, and Guatemala — three of the most dangerous countries in the world — to seek asylum and other humanitarian relief. Rampant violence and persecution within homes and communities, uncontrolled and unchecked by state authorities, compelled them to flee north for their lives.
  • Topic: Refugee Crisis
  • Political Geography: America
  • Author: Pia M. Orrenius, Madeline Zavodny
  • Publication Date: 01-2017
  • Content Type: Journal Article
  • Journal: Journal on Migration and Human Security
  • Institution: Center for Migration Studies of New York
  • Abstract: US immigration policy has serious limitations, particularly when viewed from an economic perspective. Some shortcomings arise from faulty initial design, others from the inability of the system to adapt to changing circumstances. In either case, a reluctance to confront politically difficult decisions is often a contributing factor to the failure to craft laws that can stand the test of time. We argue that, as a result, some key aspects of US immigration policy are incoherent and mutually contradictory — new policies are often inconsistent with past policies and undermine their goals. Inconsistency makes policies less effective because participants in the immigration system realize that lawmakers face powerful incentives to revise policies at a later date. US policies regarding unauthorized immigration, temporary visas, and humanitarian migrants offer examples of incoherence and inconsistency. This article explores key features of an integrated, coherent immigration policy from an economic perspective and how policymakers could better attempt to achieve policy consistency across laws and over time.
  • Topic: Foreign Policy, Immigration
  • Political Geography: America
  • Author: Saba Ahmed, Adina Appelbaum, Rachel Jordan
  • Publication Date: 01-2017
  • Content Type: Journal Article
  • Journal: Journal on Migration and Human Security
  • Institution: Center for Migration Studies of New York
  • Abstract: The 1996 passage of the Illegal Immigration Reform and Immigrant Responsibility Act (IIRIRA) has had a devastating impact on immigrants who are detained, indigent, and forced to face deportation proceedings without representation (pro se). In the past 20 years, immigration detention has grown exponentially and a criminal–immigration detention– deportation pipeline has developed as a central function of the immigration system. Despite the growing specter of the “criminal alien” in the American psyche, there is little public knowledge or scrutiny of the vast immigration detention and deportation machine. Enforcement of IIRIRA has effectively erased human stories and narrowed immigration debates to numbers and statistics.
  • Topic: Foreign Policy, Immigration
  • Political Geography: America
  • Author: Julia G. Young
  • Publication Date: 01-2017
  • Content Type: Journal Article
  • Journal: Journal on Migration and Human Security
  • Institution: Center for Migration Studies of New York
  • Abstract: This paper surveys the history of nativism in the United States from the late nineteenth century to the present. It compares a recent surge in nativism with earlier periods, particularly the decades leading up to the 1920s, when nativism directed against southern and eastern European, Asian, and Mexican migrants led to comprehensive legislative restrictions on immigration. It is based primarily on a review of historical literature, as well as contemporary immigration scholarship. Major findings include the following
  • Topic: International Relations, Nationalism, History
  • Political Geography: America
  • Author: Robert Warren, Donald Kerwin
  • Publication Date: 01-2017
  • Content Type: Journal Article
  • Journal: Journal on Migration and Human Security
  • Institution: Center for Migration Studies of New York
  • Abstract: This paper provides a statistical portrait of the US undocumented population, with an emphasis on the social and economic condition of mixed-status households – that is, households that contain a US citizen and an undocumented resident. It is based primarily on data compiled by the Center for Migration Studies (CMS).
  • Topic: Migration, Immigration
  • Political Geography: America