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29621. Searching for Illicit Dual Use Items in Online Marketplaces: A Semi-Automated Approach

Author:
Bryan Lee, Margaret Arno, and Daniel Salisbury
Publication Date:
04-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
Online business today takes place in a global marketplace. Drop shipments and containerized shipping have made the export and import of materials and finished goods easier than ever. Anyone who has ever purchased something online is already familiar with this world from the consumer perspective. However, online marketplaces are increasingly important for business-to-business commerce as well. Suppliers of many high-tech products use online platforms for both domestic and international transfers, including products that are considered dual-use. Dual-use commodities are items which are used for civilian industry but also have potential application in the development of weapons of mass destruction. As the popularity of online marketplaces increases, so does the risk that illicit trafficking networks can misuse these platforms as a means of gaining access to critical dual-use commodities. Well-known US-based platforms like eBay, Amazon, and Craigslist are thought to have reasonably effective procedures to screen for dual-use materials that might be controlled. However, even these firms have been challenged by the upsurge in use of their platforms for trade in potentially sensitive items. For non-US based platforms, reports highlighting how some sites have been used for illicit trafficking may have brought increased attention to the issue, but it remains unclear how effective screening methodologies are. Further, it is unclear if smaller sites that specialize in business-to-business transfers of industrial materials understand or implement controls on the sale of dual-use technologies. This report explores the value of semi-automated approaches to gather and analyze data from online marketplaces to further understanding of the prevalence of dual-use technologies and the potential for proliferators to use these marketplaces to illicitly procure these items. It concludes that large-scale harvesting of online marketplace information is possible using off-the-shelf open source technologies and basic programming skills. Data gathered through such harvesting methods, however, are of generally poor quality. Machine learning techniques are likely to improve data collection and closer cooperation between online marketplaces and compliance officials would be an effective method of keeping these marketplaces safe and open for business.
Topic:
Digital Economy, Trafficking, Illegal Trade, and Digitization
Political Geography:
Global Focus

29622. “Stress Testing” the Draft Convention on the Prohibition of Nuclear Weapons

Author:
Gaukhar Mukhatzhanova and Andrea Berger
Publication Date:
06-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
On June 7, 2017, the James Martin Center for Nonproliferation Studies (CNS) of the Middlebury Institute of International Studies at Monterey brought together thirteen experts for a one-day workshop “stress testing” the draft convention to ban nuclear weapons. The exercise was designed to examine key provisions of the draft, identify potential problems in terms of their implementation, compatibility with other existing instruments and practices, and reactions of states not participating in the negotiations, and seek possible solutions. The organizers did not seek to forge consensus among the participants but rather generate discussion and proposals on ways to address the issues raised by the experts. Participants were also asked to set aside their views on the desirability of a convention as a whole, and instead assume that a ban, as currently drafted, was concluded and opened for ratification. As a result, the views presented in this report are not intended to serve as arguments for or against a convention banning nuclear weapons.
Topic:
Arms Control and Proliferation, Diplomacy, Nuclear Weapons, Treaties and Agreements, Military Strategy, and Nonproliferation
Political Geography:
Global Focus

29623. The Verification Clearinghouse: Debunking Websites and the Potential for Public Nonproliferation Monitoring

Author:
Bryan Lee and Kyle Pilutti
Publication Date:
08-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
The rapid pace at which information spreads online has been a boon for information gathering but poses risks with respect to the truth of the information. This risk increases with high-stakes information, such as treaty compliance judgements, and it is one of the main reasons why publicly available information is usually excluded from verification efforts. Nevertheless, just as military and intelligence experts have developed techniques to counter deception, techniques to debunk online deception have grown in power and sophistication. Most of these techniques can be applied by a dedicated amateur and allow the user to identify manipulations of images, video, and audio. Coupled with the rise of open source analytical tools, there is now the potential to construct a “verification clearinghouse,” an online website that would allow both experts and members of the public to monitor and evaluate arms control treaties. There are a number of existing online debunking sites available to the public. The majority of them focus on smaller niche topics, such as sites dedicated to political fact checking or Internet hoaxes. In other cases, sites are maintained by enthusiastic experts who work to debunk cases that are of particular interest or importance to themselves or their fields. These sites are important building blocks for future verification clearinghouse efforts. In our analysis, we characterize the existing attempts to address online deception, identifying the factors that make them particularly advantageous, and group them into three different types as shown below.
Topic:
Digital Economy, Internet, Nonproliferation, and Digitization
Political Geography:
Global Focus

29624. Crowdsourcing Systems and Potential Applications in Nonproliferation

Author:
Bryan Lee
Publication Date:
08-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
This report provides an overview of crowdsourcing systems and identifies the key elements in their successful operation. It also offers an examination of best practices for US government implementation of crowdsourcing projects. Finally, it describes four instances of crowdsourcing projects with applicability to arms control and nonproliferation. Crowdsourcing systems have been used to address a variety of problems, but government applications are typically restricted to one of four types
Topic:
Arms Control and Proliferation, Diplomacy, Governance, and Nonproliferation
Political Geography:
North America and United States of America

29625. Revisiting Compliance in the Biological Weapons Convention

Author:
James Revill
Publication Date:
08-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
Since the collapse of negotiations around a protocol to the 1972 Biological and Toxin Weapons Convention (BWC) in 2001, states parties have begun to discuss several novel issues linked to the broader implementation of the BWC as part of a series of intersessional meetings. While initially fruitful, this approach has generated diminishing returns in the last five years. Moreover, in addressing these broader issues of implementation, biological disarmament diplomacy has largely neglected the thorny issue of compliance. Compliance with the BWC is more than a simple binary choice to sign a commitment not to develop or produce biological weapons. It requires the adherence to all the obligations, both negative and positive, undertaken by BWC states parties in signing and ratifying the convention. In the BWC context, this is complicated by the ambiguity surrounding certain obligations, changes in science and security, and the limited resource capacity of some states to fulfill their obligations. Under such circumstances, without episodically revisiting compliance, there remains the risk that BWC will become ever more fragmented, outmoded and poorly implemented. Although many states insist strengthening the convention can only be achieved through a multilaterally negotiated, legally binding verification protocol, this is not politically feasible for the foreseeable future. Nor is this necessarily true; an incremental approach to strengthening the convention could be pursued, dealing with mutually reinforcing components of the regime in a balanced manner and laying the foundations for future work, if and when it becomes politically expedient to proceed. This Occasional Paper proposes a number of activities that could be pursued as part of an incremental approach to revisiting compliance with the BWC.
Topic:
Arms Control and Proliferation, Nuclear Weapons, Nonproliferation, Biological Weapons, and Radiological Weapons
Political Geography:
Global Focus

29626. Taiwan’s Export Control System: Overview and Recommendations

Author:
James Martin Center for Nonproliferation Studies
Publication Date:
08-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
This report provides an overview and assessment of Taiwan’s export control program, with a focus on strategic high-tech commodities (SHTC). It highlights Taiwan’s global position as a major port for both shipping and dual-use exports, identifying the key legislation and organizations that address SHTC exports. It thoroughly examines the key organizations, legislation, licensing procedures, and challenges within Taiwan’s export control system. Overall, Taiwan has a strong, modern export control system, and any deficiencies are similar to other jurisdictions of the same size in terms of trade and shipping. Nonetheless, Taiwan’s isolation in the international community continues to make it a target for illicit trade, including financing of items related to weapons of mass destruction (WMD). Using open-source data, this report identifies twenty-five export-control cases involving Taiwanese persons and/or entities. All of these cases were prosecuted in Taiwan or abroad. In an attempt to identify unprosecuted cases, researchers incorporated publicly available data, including the Panama Papers. The report finds no evidence of unprosecuted illicit WMD-related trade. Despite its international isolation, Taiwan has an opportunity to become a leader in safe international trade. By fully embracing export control and proliferation finance laws and enforcement, Taiwan could become a natural hub for export controls
Topic:
Arms Control and Proliferation, Nuclear Weapons, Weapons of Mass Destruction, and Illegal Trade
Political Geography:
China, Taiwan, and Asia

29627. Nuclear Governance and Legislation in Four Nuclear-Armed Democracies

Author:
Avner Cohen and Brandon Mok
Publication Date:
09-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
The report presents a set of comparative raw data on the question of how four Western democratic nuclear-weapon states— the United States, the United Kingdom, France, and Israel—handle the essential tension between nuclear weapons (which require secrecy) and liberal democracy. The initial intent of this work was to assist Dr. Cohen in his preparations for an unprecedented hearing at the Israeli High Court of Justice in September 2017, whereby the Court would hear a petition, signed by over 100 Israeli citizens, calling for regulation and oversight of the Israeli Atomic Energy Commission. The petitioners cited the legal lacuna under which Israel’s nuclear activities operate, devoid of oversight and beyond the realm of law, in violation of fundamental democratic principles. In particular, the study assesses the comprehensiveness—the breadth and depth—of the legislative, regulatory, scientific, and policy mechanisms that each of these four democratic states have created to govern its nuclear affairs in the following categories or parameters: legislation, organizations (directly responsible for either civilian and military applications of nuclear materials or both), regulation, oversight, secrecy, and policy making. Such material has never before been publicly available in a condensed form in one location, making this study of use to anyone interested in the problem of governing the atom. It will be updated as structures and policy change.
Topic:
Nuclear Weapons, Military Affairs, Democracy, and Civil-Military Relations
Political Geography:
United Kingdom, Europe, Middle East, Israel, France, North America, and United States of America

29628. WMD Proliferation Risks at the Nexus of 3D Printing and DIY Communities

Author:
Robert Shaw
Publication Date:
10-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
This report summarizes the analysis and findings of our research project entitled “Evaluating WMD Proliferation Risks at the Nexus of 3D Printing and Do-It-Yourself (DIY) Communities.” Conducted by a team with the Middlebury Institute of International Studies at Monterey’s (MIIS) James Martin Center for Nonproliferation Studies (CNS), this project builds upon emerging literature in the weapons of mass destruction (WMD) nonproliferation field highlighting additive manufacturing (AM) — which includes 3D printing — as a potential proliferation risk. This project analyzes a set of export-controlled items to understand the degree to which 3D printing might be used to produce — and thus represent a new pathway for proliferators to acquire — dual-use goods useful for the development of WMDs. Additionally the study considers the degree to which communities using and promoting 3D printing may impact the risk of WMD proliferation.
Topic:
Science and Technology, Weapons of Mass Destruction, Digitization, and Emerging Technology
Political Geography:
Global Focus

29629. Open-Source Monitoring of Uranium Mining and Milling for Nuclear Nonproliferation Applications

Author:
Jeffrey Lewis, Melissa Hanham, Joshua Pollack, Catherine Dill, and Raymond Wang
Publication Date:
12-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
Uranium mines and mills offer an important focus for the analysis of fissile-material production. It is possible to combine traditional research techniques with new tools and technologies to estimate the production of yellowcake uranium. Such estimates can, in turn, be used to roughly estimate the throughput of a country’s nuclear fuel cycle. In some cases, this may help researchers to determine whether undeclared fuel cycle facilities exist and to estimate their capacity. This CNS Occasional Paper is the first in a series of papers funded by the MacArthur Foundation. It deals primarily with how researchers can use open-source information to monitor uranium mining and milling in the service of arms control, disarmament, and nonproliferation goals. Additional monographs will provide regional cases studies in North Korea, China, India, and Pakistan to demonstrate what these methods can reveal—and what they cannot. The final monographs look at the emerging, and potentially revolutionary, role of remote sensing for this application and gives policy recommendations.
Topic:
Energy Policy, Nuclear Power, Nonproliferation, Mining, and Uranium
Political Geography:
Global Focus

29630. Countering North Korean Procurement Networks Through Financial Measures: The Role of Southeast Asia

Author:
Eda Erol and Leonard Spector
Publication Date:
12-2017
Content Type:
Working Paper
Institution:
James Martin Center for Nonproliferation Studies
Abstract:
This Occasional Paper is made up of four studies intended to aid Southeast Asian governments and financial institutions in their efforts to counter the financing of weapon of mass destruction programs in North Korea and other states of concern. “Countering North Korean Procurement Networks through Financial Measures: The Role of Southeast Asia,” highlights how North Korea has exploited weak financial controls in the region to advance its nuclear and missile programs. The study reviews Security Council and Financial Action Task Force actions to combat such abuse of the international banking system, as well as the role of US sanctions. Effective implementation of these measures in Southeast Asia, the study concludes, could contribute significantly to constraining North Korea and other proliferant states. “Needed Next Steps to Strengthen Measures to Counter Proliferation Finance,” identifies gaps in international measures to combat proliferation finance, and calls on the Security Council and the Financial Action Task Force to clarify standards for national-level implementation of counter-proliferation-finance rules and to adopt improved enforcement mechanisms. The analysis urges Southeast Asian governments and financial institutions to implement existing measures with greater vigor. “Chinpo Shipping: A Singaporean Financial Agent of North Korea” details how North Korea created an off-shore de facto bank to finance its illegal activities and how Singapore’s courts addressed the first known prosecution for financing proliferation. The case underscores that greater due diligence by banks and regulatory authorities is urgently needed. Finally, “Due Diligence and the Panama Papers Episode: Lessons for Proliferation Finance,” shows how a North Korean bank, denied access to the international banking system, set up an off-shore entity to transact its business. The analysis calls for greatly strengthened enforcement efforts by offshore tax havens, closer scrutiny of clients by banks and law firms conducting international business, and greater efforts by Southeast Asian governments to block sanctions-violating front companies from accessing their banking systems.
Topic:
Law Enforcement, Illegal Trade, Procurement, and Banking
Political Geography:
Asia and North Korea