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1. No Water’s Edge: Russia’s Information War and Regime Security

Author:
Gavin Wilde and Justin Sherman
Publication Date:
01-2023
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
To the extent that any unified theory of Russian information warfare actually exists, its core tenet might well be that regime security has historically been indivisible from information warfare in Russian strategic thought. Rather than an aggressive or expansionist expression of Moscow’s foreign policy, the Kremlin’s so-called information war should primarily be viewed through a domestic and regime security prism—it’s as much a counterinsurgency as an expeditionary strategy, less an escalation than a projection. Analysts and decisionmakers should therefore avoid reflexively casting the United States and the West as Russia’s primary antagonists in its information war, as doing so risks reinforcing these insecurities and exaggerating Moscow’s degree of power in the information ecosystem.
Topic:
Security, Foreign Policy, Information Warfare, and Russia-Ukraine War
Political Geography:
Russia, Eurasia, and United States of America

2. Four Contending U.S. Approaches to Multilateralism

Author:
Stewart Patrick
Publication Date:
01-2023
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
The era of U.S. president Donald Trump exposed the shortcomings of a unilateralist and hypernationalist approach to the pursuit of U.S. global objectives. Although that orientation still commands support in some Republican quarters, a more compelling foreign policy debate for the United States has emerged: What form of multilateralism is currently best suited to advance U.S. national interests and international stability? This historical moment is defined by two countervailing trends, as described in the 2022 National Security Strategy issued by U.S. President Joe Biden’s administration. The first is a profusion of transnational challenges that can only be addressed, mitigated, or resolved through collective action, such as climate change and pandemic disease. The second is a resurgence of geopolitical competition that hinders that very cooperation.1 The imperative for collective action has never been greater, yet the world remains, as United Nations (UN) Secretary-General Antonio Guterres bemoans, “gridlocked in colossal global dysfunction.”2 Biden has turned the page on Trump’s “America First” foreign policy, but the debate over alternative approaches to intergovernmental cooperation has just begun.3 Within the U.S. foreign policy establishment, four distinct models vie for primacy—and the administration’s attention. The first is a charter conception of multilateralism, focused on the UN’s model of universal membership. The second is a club approach, which seeks to rally established democracies as the foundation for world order. The third is a concert model, which seeks comity and joint action among the world’s major powers. The fourth is a coalition approach, which would tailor ad hoc frameworks to each global contingency. Each of the so-called four Cs lays claim to a respective virtue: legitimacy, solidarity, capability, and flexibility.4 As the Biden administration begins its third year—and as internationalists continue to advocate for different modes of multilateralism to tackle a daunting global agenda—the time is ripe for the United States to take a more strategic and intentional approach to international cooperation. Each of the four Cs rests on specific assumptions, makes distinct causal and normative claims, and poses real-world trade-offs for the pursuit of U.S. preferences and prospects for effective collective action. To be able to weigh their relative merits in specific circumstances, policymakers first need to better understand their conceptual underpinnings and practical implications.
Topic:
Foreign Policy, Multilateralism, and Strategic Interests
Political Geography:
North America and United States of America

3. Integrating Cyber Into Warfighting: Some Early Takeaways From the Ukraine Conflict

Author:
Ariel Levite
Publication Date:
04-2023
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
It is too early to draw definitive conclusions about cyber warfare in the lead-up to and the execution of the Ukraine war. Data are lacking, and the outcome of the conflict remains uncertain. Yet through monitoring and analysis of a single year in the first major war into which cyber has been extensively woven, we do know enough to be able to generate some tentative, high-level, generic propositions on the nature of cyber conflict. These propositions draw on wide-ranging press reporting and extrapolate from several superb pieces recently published by my colleagues Jon Bateman, Nick Beecroft, and Gavin Wilde, as well as Microsoft’s recent report on the cyber dynamics of the conflict.1 However, we must still tread cautiously. Our propositions draw on highly imperfect empirical knowledge of a single historical case that is still unfolding.2 Current and future antagonists are also constantly learning from their own and others’ analyses and enhancing their performance, which can render current assessments obsolete.3 For this and other reasons it is quite possible that some of the cyber dynamics unfolding in and around Ukraine may play out differently later in Ukraine as well as in other, future confrontations. As we have observed over millennia, the balance between offense and defense can shift over time; this dynamic may well play out in cyberspace as well. It is also important to note at the outset that widespread assessments disparaging the utility and expediency of Russian cyber operations in the Ukrainian conflict (and projections regarding future conflicts) are presently limited by far more than a lack of comprehensive and reliable empirical data. We also lack insights into the metrics and criteria that each of the protagonists uses to assess the success and failure of cyber’s overall performance in the conflict, and we have only fragmentary evidence of the role each party expected cyber operations to perform. Moreover, even if we had such information, Ukraine-specific answers might not apply elsewhere because the expectations for cyber and the metrics for assessing its performance may vary not only over time and between protagonists but also from one conflict to another. In this context it is important to underscore that some specific factors that possibly helped diminish the efficacy of Russia’s offensive cyber operations in Ukraine may not apply elsewhere. Three in particular deserve to be noted here: Russia’s unique approach toward cyber warfare; the level of external support that Ukraine received before and during the war from some leading national and multinational cyber powers; and the sophistication and battle-tested experience of Ukraine’s cyber warriors.4 Nevertheless, even if some of the cyber characteristics of the Ukraine conflict ultimately turn out to be sui generis, they are instructive given the novelty of the field and the involvement of major powers in the conflict. Hence, there is considerable value in advancing these propositions to focus attention on certain questions and facets of cyber conflict, facilitating their review and reassessment as more comprehensive and reliable information becomes available and developments on the battlefield evolve. But the reader should consider the interim observations and propositions offered here as hypotheses employed as a heuristic to encourage debate and invite feedback. All the propositions offered below pertain to our core conception of what cyber warfare is about. Some of the propositions we advance are novel; others reaffirm or refine tentative assertions made before the war. Taken together they suggest a more subdued view of the utility and impact of cyber warfare than was generally found in prewar speculations. More importantly, the Ukraine war reveals that nations diverge significantly in the role and aims they assign to offensive cyber operations as well as the institutional setup and operational modalities they use for conducting them. Most glaringly, the U.S. perspective and approach (emulated in whole or in part by several other Western nations) differs deeply from that of Russia, which makes it reasonable to expect similar divergence across similar regimes. We group our propositions under three temporal headings: the prewar period (starting in 2014);5 the war itself (beginning on February 24, 2022); and finally, the postwar period, after kinetic hostilities eventually die down. Obviously, we cannot know when this last phase will begin; nevertheless, analysis of trends that were manifest in the two earlier phases of the conflict provides a tentative basis for predictions as to what might be expected down the road. This broad scope is driven by two considerations. First, it is designed to underscore the considerable relevance of cyber operations across various phases and types of conflicts. And second, it highlights continuity as well as change between cyber action in peacetime, in wartime, and in grey area situations, as well as during the transitions between these states of confrontation.
Topic:
Cybersecurity, Conflict, Non-Traditional Threats, and Russia-Ukraine War
Political Geography:
Russia, Eurasia, Ukraine, and United States of America

4. Assessing U.S. Options for the Future of the ICBM Force

Author:
Toby Dalton, Megan Dubois, Natalie Montoya, Ankit Panda, and George Perkovich
Publication Date:
09-2022
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
Our task was to consider the relative risks and benefits of options for the future U.S. intercontinental ballistic missile (ICBM) force. Our task was not to assess whether the United States should deploy ICBMs at all or change its nuclear strategy and doctrine. In our work, we engaged former officials from Democratic and Republican administrations, nuclear policy specialists from universities and defense and arms control think tanks, and senior military officers, as well as other representatives of combatant commands and the Office of the Secretary of Defense. The current policy, established following a 2014 Analysis of Alternatives (AOA), is to replace the Minuteman III system with a new Ground Based Strategic Deterrent (GBSD) system, now named the LGM-35A Sentinel. Some observers, including members of Congress, have urged reassessing whether deterrence and other requirements could be met more cost-effectively by extending the life of the current Minuteman III missiles and their supporting infrastructure. Department of Defense (DOD) officials note that upgrades that otherwise would have been necessary to sustain the Minuteman III system to 2043 were not undertaken once the decision was made in 2015 to proceed with GBSD. Therefore, they insist, there is no realistic option today to pursue a life extension program for Minuteman III missiles beyond 2030, when they are due to be replaced by GBSD. Although we received considerable data from DOD officials on these topics, the iterative process through which we received information, the unclassified nature of our study, and the limited time available for investigating DOD conclusions left us unable to assess the DOD’s position regarding the technical and cost feasibility of an extended Minuteman III alternative to GBSD. To strengthen public confidence in its decisionmaking on the future ICBM, we believe the DOD should commission an independent, classified technical study (with an unclassified version) to address outstanding questions relating to the options and timelines in the 2014 Analysis of Alternatives, cost estimates, procurement decisions, and adversary threats to future silo-based ICBMs. One of the most salient issues that surfaced in our study is the projected medium-term increase in the vulnerability of silo-based ICBMs to attack by precision conventional weapons. A non-nuclear attack on U.S. nuclear-armed ICBMs would confront the president with the choice of initiating in response what could be a large-scale nuclear attack on adversary homelands (either by launching U.S. ICBMs before they were destroyed or by using other nuclear forces). This threat is likely to materialize well before the notional GBSD service life expiration in 2075. We believe this issue deserves more debate, as it may raise questions about the declining strategic value of a long-term commitment to silo-based nuclear-armed ICBMs inherent in the decision to proceed with GBSD. Our discussions and research also explored issues that senior leaders, including the president, should consider regarding any silo-based ICBM system that the United States would deploy, today and in the future. These include allocating forces to simultaneously deter Russia (possibly in the absence of nuclear arms control, if occurring after the New Strategic Arms Reduction Treaty, or New START, expires in 2026) and a more nuclear-capable China from escalating regional conflicts; confronting possible risks posed by ICBMs overflying Russia to target China; building allies’ confidence in U.S. extended nuclear deterrence; mitigating risks of launch under attack scenarios; and facilitating the negotiation of verifiable nuclear arms control agreements with Russia and China. Consideration of these challenges and issues will be especially important in fashioning the Employment Guidance that will follow from the Nuclear Posture Review.
Topic:
Defense Policy, Nuclear Weapons, Weapons, and ICBM
Political Geography:
North America and United States of America

5. Five Strategies to Support U.S. Democracy

Author:
Rachel Kleinfeld
Publication Date:
09-2022
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
American democracy is at a dangerous inflection point. The moment requires a step-change in strategy and support. Without such momentum, the country faces a democratic setback potentially as serious as the ones already occurring in India and Hungary (both now ranked only “partially free” by Freedom House) and the nearly one-hundred-year reversal that occurred following America’s Reconstruction era. Many Americans view this moment with concern, but their worry is measured: America’s system is creaky, but the world’s oldest democracy has strong institutions and will pull through. However, since the end of the Cold War, most democratic failure globally has been caused by elected governments using legal methods, such as gerrymandering and technical rule changes, to derail democracy. Their destructions of their own democracies have been supported by pluralities or majorities of their citizenries, whose polarization leads them to back policies that harm democracy to ensure their side prevails. America is on precisely this path. The age and consolidation of U.S. democracy provides resilience—but Americans should not expect too much from the country’s historical strength. Many of the laws that form institutional guardrails were written poorly in the aftermath of the Civil War, with loopholes that are easily challenged given a lack of precedent. Moreover, the country’s age means that much of what are presumed to be laws and institutions are, in fact, simply norms. These norms are eroding quickly. Other organizations and philanthropists already understand the danger America is in. They are pouring time and money into getting more people to vote, particularly minorities and swing voters, to win back democracy. These efforts are necessary—but not sufficient. America’s democratic decline has accelerated despite record numbers of people, minorities, and swing voters voting. And for those on both sides of the aisle for whom these voting measures are proxies for partisan preferences they believe will save U.S. democracy, democratic decline in many states has accelerated despite Democratic control of both chambers of Congress and the presidency at the national level. The community supporting U.S. democracy needs a better strategy.
Topic:
Democracy, Domestic Politics, and Democratic Backsliding
Political Geography:
North America and United States of America

6. Russia and India: A New Chapter

Author:
Rajan Menon and Eugene Rumer
Publication Date:
09-2022
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
Russian-Indian relations are undergoing a major change. Throughout the Cold War, the relationship rested on three pillars: Soviet arms sales to India; shared public-sector-heavy economic philosophy and extensive Soviet aid; and the Soviet Union–India vs. United States–Pakistan–China geopolitical alignment. The fall of the Soviet Union, the rise of India and China, the U.S.-China tensions, the deepening of U.S.-India ties, and the Russian-Chinese partnership intensified by Russia’s break with the West and the war against Ukraine have had a profound effect on Russian-Indian relations. Of the three pillars of the Moscow–New Delhi relationship, only one remains: the arms trade. Russia remains a major supplier of weapons to India, and Russian equipment still makes up a vast portion of Indian Armed Forces’ force structure; but Russia is facing competition in the Indian arms market. India’s desire to diversify its supply of weapons and develop its own defense industry has resulted in declining Russian arms deliveries to India in recent years. Russia’s break with the West because of its war against Ukraine has accelerated its pivot toward China. Against the backdrop of U.S.-China and China-India tensions, Russia’s position as China’s junior partner will make it harder for Russia to preserve partnership with India. Moscow’s leverage versus both New Delhi and Beijing is shrinking as they have greater capabilities of their own than they had previously and have new partners that offer more than Russia. Still, the Russian-Indian partnership will continue. For India, Russia remains an important supplier of weapons and, most recently, oil. India has not joined the West’s sanctions on Russia. By doing so, it has demonstrated its independent foreign policy. For Russia, India is an important market for arms and oil. The Indian-U.S. security relationship is relatively new, whereas India-Russia ties have endured for over two generations. India has no reason to forsake the benefits of this relationship. Nor does Russia. It has been said that Moscow plays a weak hand well, but sustaining strong security ties with both China and India will become more difficult for it. The question is how China will react to Russian arms sales to India, and what Russia will do if pressed by China to curtail them. For reasons of geographic proximity, economic ties, and personal relations between Presidents Vladimir Putin and Xi Jinping, the odds favor Beijing over New Delhi to have a bigger say in Moscow.
Topic:
Foreign Policy, Cold War, History, Bilateral Relations, Partnerships, Geopolitics, and Russia-Ukraine War
Political Geography:
Russia, South Asia, Eurasia, Ukraine, India, and United States of America

7. Engaging China on Strategic Stability and Mutual Vulnerability

Author:
George Perkovich
Publication Date:
10-2022
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
The United States and Chinese governments, for the foreseeable future, will have the resources to keep each other’s societies vulnerable to nuclear mass destruction. If these governments are not self-destructive, they will want to keep their competition from escalating into armed conflict that could lead to nuclear war. The constructs of strategic stability and mutual vulnerability can help significantly if both governments embrace them and interpret them similarly or even if the leaders of the two countries accurately understand how they differ in their perspectives on them. Unfortunately, to date, on these issues the United States and China are like a quarrelling married couple who tried therapy for one or two appointments, found it dissatisfying, and then alternated in making excuses for not trying again, perhaps with a different therapist or format. Each says they have tried and the other doesn’t listen or understand. Both suspect that the other isn’t saying what they really feel or want; what they really feel is hostility and distrust and what they really want is to get richer and more powerful without being hassled or attacked. It would be easier if they could just go their separate ways, but the property and wealth they depend on will be lost (or at least severely diminished) if they split up or do each other harm. This paper suggests that U.S. and allied interests require persistence in inviting China to dialogue on strategic stability; to demonstrate goodwill, the United States should acknowledge mutual vulnerability as a fact and necessary policy. The need for both moves is reflected in the fact that neither government has defined what it might mean by stability or mutual vulnerability. To help test intentions and prompt harder thinking, the paper plays the role of therapist and offers definitions of both concepts—strategic stability and mutual vulnerability—so that the two sides can critique them more freely and without recrimination. These definitions are broader and deeper than usual, reflecting the growing problem of managing escalation of conventional conflict to nuclear war, the scenario that drives U.S. and Chinese concerns and military posturing. Further, broader definitions are necessary to comprehend the dangers stemming from the entanglement of conventional, cyber, and nuclear weapons and command and control systems. The paper then sketches four benefits of declaring mutual vulnerability, contrary to opponents of the idea, before discussing steps that the United States and China could subsequently take to reflect and build each other’s confidence in such a policy. Finally, if perceived U.S. requirements in the future will be greater than the arsenal needed to deter or defeat Russia or China alone, how will Russia and China be persuaded not to try to build up to balance the additional U.S. force? In other words, if the United States is in two separate but interacting arms races (and deterrence relationships), how could each opponent (China and Russia) be persuaded to negotiate limits on their arsenal lower than the total the United States would insist on possessing to deter two nuclear opponents? Answers to these questions will affect strategic stability and mutual vulnerability of all parties but will take a long time to develop. To begin the process, the paper suggests asking Chinese leaders whether their silence on Putin’s nuclear first-use threats means that China has changed its own policy on nuclear use or that it never took a no-first-use policy seriously in the first place. Is China concerned that the capabilities that the United States and its allies may develop to strengthen defenses against Russia could be used against China too, and if so, might arms control be a wiser approach? Ultimately, the paper suggests that if China and the United States can sustain a process of serious dialogue, they will keep their relationship from worsening even if they cannot formally restrain their competition. And if dialogue leads one to ask the other for deeds to demonstrate goodwill, the paper has suggested some such deeds that could be undertaken with no security hazard and only slight political risk. No one should have the illusion that happiness is in this couple’s future. All this work would be to allow a nonviolent cohabitation that is better than the alternative of destitute divorce or murder-suicide.
Topic:
Government, Nuclear Weapons, Strategic Stability, and Vulnerability
Political Geography:
China, Asia, North America, and United States of America

8. After the CHIPS Act: The Limits of Reshoring and Next Steps for U.S. Semiconductor Policy

Author:
Vishnu Kannan and Jacob Feldgoise
Publication Date:
11-2022
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
The U.S. Congress’s recent success in passing the CHIPS and Science Act (informally the CHIPS Act) shows that legislators are united on one point: the United States needs to manufacture more semiconductors at home. This idea gained traction during the worst days of the coronavirus pandemic, when global shortages of semiconductors halted the manufacturing of automobiles, traditional consumer electronics, and other products that use semiconductors, such as household appliances.1 As demand for these products soared during the pandemic, the world experienced painful price inflation, which amplified the acute geopolitical tensions between the United States and China.2 U.S. policymakers, already worried that dependence on Taiwan for the most sophisticated semiconductors could imperil national security and economic security, saw an urgent need to act.3 And together, rising prices and geopolitical competition underscored the need to invest in domestic economic revitalization. The CHIPS Act’s $52.7 billion investment in domestic semiconductor manufacturing (see table 1) aims to fulfill three main objectives: 1) reduce the likelihood that shocks abroad might disrupt the supply of chips, 2) boost American international economic competitiveness and create domestic jobs, and 3) protect semiconductors from being sabotaged in the manufacturing process. This paper argues that the CHIPS Act, by itself, will not fully accomplish any of these goals. The act is a major step forward, but it leaves multiple gaps that require additional government action.
Topic:
Industrial Policy, Legislation, Trade, and Semiconductors
Political Geography:
North America and United States of America

9. Networks and Competitive Advantage in a Contested World

Author:
Jennifer Kavanagh
Publication Date:
11-2022
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
In an increasingly multipolar world and amid challenges from China, Russia, and elsewhere, the United States faces a complex set of foreign policy demands and the real risk of becoming overextended. Networks—of states, businesses, and individuals—offer policymakers a way to prioritize and reduce global commitments while advancing core U.S. interests. Leveraging the right networks in the right ways can extend U.S. influence, support the economic and physical security of Americans, and compete with adversaries at sustainable cost. Today’s policymakers understand the power of networks but need more guidance on how to build and employ them as tools of competition in a contested world rather than a world of open borders and markets. Influence networks—networks primed to spread and amplify U.S. power, enhance U.S. competitiveness, and protect national interests—have three characteristics. They are attraction networks, organized around places and issues where countries and corporations are already interacting, meeting common needs with customized resources. China’s Belt and Road Initiative (BRI), for instance, is organized around a shared need for infrastructure across the Global South and embeds Chinese influence by tailoring agreements to each partner’s local conditions. The United States has used attraction effectively in the F-35 Joint Strike Fighter program, but most U.S. foreign investment has been centralized and top-down. They are gated networks with clear criteria for entry, access, and exit. Gates capture network power and direct it toward specific goals. The European Union (EU) has used gated economic markets to build significant regulatory power and geopolitical relevance. The United States has tended toward universalism but employs gates in some security networks, like the North Atlantic Treaty Organization (NATO), and is turning toward gates in economic networks with friendshoring initiatives in some industries. Finally, they are distributed networks that have robust ties between members throughout the network, allowing influence to flow quickly along more pathways and facilitating collective action. The United States has often relied on less resilient hub-and-spoke networks to retain control. U.S. Indo-Pacific security alliances are hub-and-spoke, while NATO is more distributed, enabling more rapid, coordinated responses and wider spread of U.S. influence. Networks with these characteristics can help policymakers tackle their hardest problems. For example, better use of influence networks can support U.S. efforts to prioritize and fully resource the more significant challenge posed by China by pushing forward changes that advance European security autonomy and by building and mobilizing needed, distributed networks in the Indo-Pacific theater. Influence networks can inform U.S. strategies for building ties to hedging states that offer access to key resources or strategic locations—for example, by focusing on shared local needs of potential partners and U.S. comparative advantages and by creating distributed business or civil society partnerships. Finally, influence networks provide ways to approach the Russia-China relationship that support U.S. security and economic interests, including avoiding the isolation of either. These examples begin to illustrate how influence networks can improve U.S. strategies toward foreign policy challenges by offering policymakers a way to prioritize commitments, capitalize on U.S. strengths, and avoid overextension that harms U.S. interests. Additional exploration and application of these networks will investigate these and other foreign policy challenges in more depth.
Topic:
Foreign Policy, Networks, Strategic Competition, and Multipolarity
Political Geography:
Russia, China, and United States of America

10. How Inequality and Polarization Interact: America’s Challenges Through a South African Lens

Author:
Brian Levy
Publication Date:
04-2022
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
Over the past decade, toxic interactions between persistent inequality, racial tensions, and political polarization have undercut the promise of South Africa’s so-called rainbow miracle transition from apartheid to democracy. South Africa’s recent history sheds light on the United States’ recent political travails. It illustrates how interactions between inclusion and inequality on the one hand and political ideas and entrepreneurship on the other can fuel positive spirals of hope, economic dynamism, and political legitimacy—but can also trigger vicious, downward spirals of disillusion, anger, and political polarization. South Africa was able to transition from a society structured around racial oppression into a nonracial democracy whose new government promised “a better life for all.” Especially remarkable was the speed with which one set of national ideas appeared to give way to its polar opposite. From a society marked by racial dominance and oppression, there emerged the aspiration to build an inclusive, cooperative social order, underpinned by the principles of equal dignity and shared citizenship. In the initial glow of transition, South Africa’s citizens could hope for a better life for themselves and their children. In time, though, the promise wore thin. It became increasingly evident that the economic deck would continue to be stacked, and that the possibility of upward mobility would remain quite limited. Fueled by massive continuing inequities in wealth, income, and opportunity, South Africans increasingly turned from hope to anger. In the United States, a steady and equitably growing economy and a vibrant civil rights movement had fostered the hope of social and economic inclusion. But that hope turned to anger as the benefits of growth became increasingly skewed from the 1980s onward. In 2019, the U.S. economy was more unequal than it had been since the 1920s. Younger generations could no longer expect that their lives would be better than those of their parents. Such economic adversity and associated status anxiety can trigger a heightened propensity for us-versus-them ways of engaging the world. In both South Africa and the United States, polarization was fueled by divisive political entrepreneurs, and in both countries, these entrepreneurs leveraged inequality in ways that added fuel to the fire. In the 2010s, South Africa went through a new ideational reckoning, in part to correct the view that the transition to democracy had washed the country’s apartheid history clean. But opportunistic political entrepreneurs also pushed an increasingly polarized and re-racialized political discourse and pressure on public institutions, with predictable economic consequences. South Africa’s economy slid into sustained stagnation. Paralleling South Africa, America’s divisive political entrepreneurs also cultivated an us-versus-them divisiveness. However, unlike in South Africa, political entrepreneurs and economic elites in the United States also used divisive rhetoric as a way to persuade voters to embrace inequality-increasing policies that might otherwise not have won support. By the late 2010s, the risks were palpable in both South Africa and the United States of an accelerating breakdown of the norms and institutions that sustain inclusive political settlements. For South Africa, the reversals were not wholly unexpected, given the country’s difficult inheritance—though a recent turn away from angry populism suggests that, paradoxically, the rawness and recency of the anti-apartheid struggle and triumph might perhaps offer some immunization against a further-accelerating a downward spiral. But for the United States, the converse may be true. Increases in inequality since the 1980s, and their attendant social and political consequences, have been largely self-inflicted wounds. Complacency bred of long stability may, for decades, have been lulling the country into political recklessness at the inequality-ethnicity intersection, a recklessness that risks plunging the country into disaster. But this paper’s analysis is not all gloom and doom. South Africa’s escape from the shackles of apartheid teaches that, even in the most unlikely settings, downward spirals of despair and anger can transmute into virtuous spirals of hope. The country’s first fifteen years of democracy also show that, once a commitment to change has taken hold, making the shift to an inclusion-supporting economy is less daunting than it might seem. Reforms that foster “good enough inclusion” can be enough to provide initial momentum, with the changes themselves unfolding over time—and an initial round of change can bring in its wake a variety of positive knock-on effects. But lessons can be overlearned. Mass political mobilization was pivotal to South Africa’s shaking loose the shackles of apartheid—and new calls to the barricades might seem to be the obvious response to current political and governmental dysfunction. However, different times and different challenges call for different responses. In both contemporary South Africa and contemporary America, the frontier challenge is not to overthrow an unjust political order but to renew preexisting formal commitments to the idea that citizenship implies some shared purpose. Renewal of this kind might best be realized not by confrontation but rather by a social movement centered around a vision of shared citizenship, a movement that views cooperation in pursuit of win-win possibilities not as weakness but as the key to the sustainability of thriving, open, and inclusive societies.
Topic:
Governance, Democracy, Inequality, Institutions, and Polarization
Political Geography:
Africa, South Africa, North America, and United States of America

11. U.S. Strategy and Economic Statecraft: Understanding the Tradeoffs

Author:
Christopher S. Chivvis and Ethan Kapstein
Publication Date:
04-2022
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
Few would dispute that U.S. economic policy has enormous consequences for America’s national security and role in the world. But economic policy is too often made without a clear picture of the strategic tradeoffs it entails. The purpose of this paper is to help clarify some of these tradeoffs by considering three alternative models of U.S. economic statecraft. The first model examined here, America First, has several national security and economic disadvantages. It would not only antagonize some of Washington’s key military allies but probably also undermine U.S. international competitiveness. It might even induce countries to turn their economic attention toward China, reducing the United States’ global influence accordingly. A better approach would be a blend of two other models, namely alliance economics and globalization 2.0. Together these approaches could help orient the United States for the geopolitical challenges of the next decade. By emphasizing commercial relations with U.S. military allies, such a blend would recall Article 2 of the North Atlantic Treaty, which calls for international economic cooperation among NATO member states. And by leading a reformed multilateral system, the United States would again put itself at the center of the rules-based global economic order that brought prosperity to millions.
Topic:
Foreign Policy, NATO, Geopolitics, Economy, Economic Cooperation, and Strategy
Political Geography:
North America and United States of America

12. U.S.-China Technological “Decoupling”: A Strategy and Policy Framework

Author:
Jon Bateman
Publication Date:
04-2022
Content Type:
Special Report
Institution:
Carnegie Endowment for International Peace
Abstract:
A partial “decoupling”2 of U.S. and Chinese technology ecosystems is well underway. Beijing plays an active role in this process, as do other governments and private actors around the world. But the U.S. government has been a primary driver in recent years with its increased use of technology restrictions: export controls, divestment orders, licensing denials, visa bans, sanctions, tariffs, and the like. There is bipartisan support for at least some bolstering of U.S. tech controls, particularly for so-called strategic technologies, where Chinese advancement or influence could most threaten America’s national security and economic interests. But what exactly are these strategic technologies, and how hard should the U.S. government push to control them? Where is the responsible stopping point—the line beyond which technology restrictions aimed at China do more harm than good to America? These are vexing questions with few, if any, clear answers. Yet the United States cannot afford simply to muddle through technological decoupling, one of the most consequential global trends of the early twenty-first century. The U.S. technology base—foundational to national well-being and power—is thoroughly enmeshed with China in a larger, globe-spanning technological web. Cutting many strands of this web to reweave them into new patterns will be daunting and dangerous. Without a clear strategy, the U.S. government risks doing too little or—more likely—too much to curb technological interdependence with China. In particular, Washington may accidentally set in motion a chaotic, runaway decoupling that it cannot predict or control. Sharper thinking and more informed debates are needed to develop a coherent, durable strategy. Today, disparate U.S. objectives are frequently lumped together into amorphous constructs like “technology competition.” Familiar terms like “supply chain security” often fail to clarify such basic matters as which U.S. interests must be secured and why. Important decisions are siloed within opaque forums (like the Committee on Foreign Investment in the United States [CFIUS]), narrow specialties (like export control law), or individual industries (like semiconductors), concealing the bigger picture. The traditional concerns of “tech policy” and “China policy” receive outsized attention, while second-order implications in other areas (such as climate policy) get short shrift. And as China discourse in the United States becomes more politically charged, arguments for preserving technology ties are increasingly muted or not voiced at all. This report aims to address these gaps and show how American leaders can navigate the vast, perilous, largely unmapped terrain of technological decoupling. First, it gives an overview of U.S. thinking and policy—describing how U.S. views on Chinese technology have evolved in recent years and explaining the many tools that Washington uses to curb U.S.- China technological interdependence. Second, it frames the major strategic choices facing U.S. leaders—summarizing three proposed strategies for technological decoupling and advocating a middle path that preserves and expands America’s options. Third, it translates this strategy into implementable policies and processes—proposing specific objectives for U.S. federal agencies and identifying the technology areas where government controls are (or are not) warranted. The report also highlights many domestic investments and other self-improvement measures that must go hand in hand with restrictive action.
Topic:
National Security, Science and Technology, Intellectual Property/Copyright, Authoritarianism, Economy, Espionage, Military, and Interdependence
Political Geography:
China, Asia, North America, and United States of America

13. Proportionate Deterrence: A Model Nuclear Posture Review

Author:
George Perkovich and Pranay Vaddi
Publication Date:
01-2021
Content Type:
Special Report
Institution:
Carnegie Endowment for International Peace
Abstract:
Ever since the election of Bill Clinton in 1992, every U.S. presidential administration has published a Nuclear Posture Review (NPR) that explains the rationales behind its nuclear strategy, doctrine, and requested forces. These reviews have helped inform U.S. government personnel, citizens, allies, and adversaries of the country’s intentions and planned capabilities for conducting nuclear deterrence and, if necessary, war. The administration that takes office in January 2021 may or may not conduct a new NPR, but it will assess and update nuclear policies as part of its overall recalibration of national security strategy and policies. Nongovernmental analysts can contribute to sound policymaking by being less constrained than officials often are in exploring the difficulties of achieving nuclear deterrence with prudently tolerable risks. Accordingly, the review envisioned and summarized here explicitly elucidates the dilemmas, uncertainties, and tradeoffs that come with current and possible alternative nuclear policies and forces. In the body of this review, we analyze extant declaratory policy, unclassified employment policy, and plans for offensive and defensive force postures, and then propose changes to several of them. We also will emphasize the need for innovative approaches to arms control.
Topic:
Foreign Policy, Nuclear Weapons, and Hybrid Threats
Political Geography:
North America and United States of America

14. How Middle-Power Democracies Can Help Renovate Global Democracy Support

Author:
Rachel Kleinfeld, Thomas Carothers, Steven Feldstein, and Richard Youngs
Publication Date:
02-2021
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
Middle-power democracies—countries which regardless of their geopolitical weight have made democracy support a sustained component of their foreign policy—will be crucial to reimagining democracy support strategies and policies to better meet the moment. Some of these states have crafted new initiatives and wielded diplomatic tools to deepen their impact in recent years. However, these states have on the whole punched below their collective weight. This paper suggests that middle-power democracies can maximize their impact on global democracy in the following ways: Enhancing solidarity: when a country acts courageously in defense of democracy, it needs to know that others will stand alongside it. Sharpening their focus: middle-power democracies should target policy areas aligned with democratic values on issues both at the top of the geopolitical agenda and at the top-of-mind for citizens around the world—for example, economic recovery, injustice and discrimination, corruption, digital repression, and climate change. Improving diplomatic cooperation: pursuing flexible and focused multilateral partnerships allows for collaboration on key policy interests and amplifies middle-power actions.
Topic:
Foreign Policy, Diplomacy, Democracy, Solidarity, and COVID-19
Political Geography:
Global Focus and United States of America

15. How Do Indian Americans View India? Results From the 2020 Indian American Attitudes Survey

Author:
Sumitra Badrinathan, Devesh Kapur, and Milan Vaishnav
Publication Date:
02-2021
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
Indian Americans are now the second-largest immigrant group in the United States. Their growing political influence and the role the diaspora plays in Indian foreign policy therefore raises important questions—about how Indian Americans view India, the political changes underway there, and the course of U.S.-India relations. Since coming to power in 2014, Indian Prime Minister Narendra Modi has made outreach to the far-flung Indian diaspora a signature element of his government’s foreign policy. Modi’s courtship of the diaspora has been especially notable in the United States, where the Indian American population has swelled to more than 4 million and has become the second-largest immigrant group in the United States.1 In two separate, large rallies on U.S. soil—in 2014 and 2019—Modi sought to highlight the achievements of the diaspora, outlining the many ways in which they can support India’s interests from afar while underscoring their increasingly substantial economic, political, and social influence in the United States. These high-octane gatherings, however, naturally lead to a series of questions: How do Indians in America regard India, and how do they remain connected to developments there? What are their attitudes toward Indian politics and changes underway in their ancestral homeland? And what role, if any, do they envision for the United States in engaging with India?
Topic:
Foreign Policy, Bilateral Relations, Immigration, Public Opinion, and Survey
Political Geography:
South Asia, India, North America, and United States of America

16. Russia in the Arctic—A Critical Examination

Author:
Eugene Rumer, Richard Sokolsky, and Paul Stronski
Publication Date:
03-2021
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
Russia has big Arctic plans, but how they will be realized is uncertain. For the United States this will likely mean the return to a Cold War–like environment rather than a new chapter in great-power competition in the Arctic. Russia’s Arctic ambitions have attracted increasing attention in the West over the past decade as climate change opens up new opportunities in the region for navigation and exploration of its riches. For its part, Moscow casts a wary eye on what it sees as a challenge from the United States and the North Atlantic Treaty Organization (NATO) to its position and ambitions there. The Kremlin’s rhetoric about Western encroachment has become more strident, in sync with its enhanced military posture and ambitious economic and infrastructure projects.
Topic:
NATO, Cold War, Infrastructure, Geopolitics, and Economy
Political Geography:
Russia, Eurasia, North America, Arctic, and United States of America

17. Breaking the Israel-Palestine Status Quo

Author:
Zaha Hassan, Daniel Levy, Hallaamal Keir, and Marwan Muasher
Publication Date:
04-2021
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
A new U.S. approach should prioritize protecting the rights and human security of Palestinians and Israelis over maintaining a peace process and attempting short-term fixes. The authors of this paper identified four overarching areas of focus: (1) prioritize rights and protect people, (2) roll back the Trump administration’s actions and reassert international law, (3) clarify expectations for Palestinians and Israelis, and (4) support new multilateral approaches and accountability.
Topic:
Security, Diplomacy, Territorial Disputes, and Peace
Political Geography:
Middle East, Israel, Palestine, and United States of America

18. Evolving UAE Military and Foreign Security Cooperation: Path Toward Military Professionalism

Author:
Melissa Dalton and Hijab Shah
Publication Date:
01-2021
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
The UAE has an opportunity to professionalize the military by building its strategic planning and force development capabilities and by committing to international principles of professional military conduct and greater transparency and accountability. After two decades of concerted investment and operational experience, the United Arab Emirates (UAE) armed forces, dubbed “Little Sparta,” are now one of the leading militaries in the region. With approximately 63,000 active uniformed personnel for a population of 9.9 million (only 1.2 million of which are Emirati), allegedly augmented by foreign auxiliary and mercenary forces, the UAE has gained global attention for its role in countering Iran and violent extremist networks and for interventions in Yemen and Libya. It is one of the United States’ closest military partners in the Middle East. American scholar Kenneth Pollack assesses that, taken as a whole, the UAE’s military is the most capable among the Arab states, while there may be variance across the force.
Topic:
Security, International Cooperation, Military Affairs, and Alliance
Political Geography:
United Arab Emirates, United States of America, and Gulf Nations

19. Grand Illusions: The Impact of Misperceptions About Russia on U.S. Policy

Author:
Eugene Rumer and Richard Sokolsky
Publication Date:
06-2021
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
A critical examination of U.S. policy misfires in dealing with Russia and its intentions and capabilities over the past several decades is long overdue. Three factors largely account for this problem. All of them continue to affect contemporary policymakers’ approach to a deeply troubled relationship with Moscow. By unpacking the analytical assumptions that underlie these misconceptions, President Joe Biden’s administration and other important policy players will be better equipped to ensure that U.S. policy going forward is grounded in the most realistic understanding of the challenge that Russia poses and the right kinds of tools that the United States should use to contend with it. The first factor is the lingering euphoria of the post–Cold War period. For many Western observers, the collapse of the Soviet Union and the implosion of Russian power demonstrated the permanent superiority of the United States. The perception that Russia’s decline was so deep and irreversible that it would no longer be able to resist Western initiatives made it difficult to accept Moscow’s pushback against Western policies. This was a particular problem when the North Atlantic Treaty Organization (NATO) pursued several rounds of enlargement in the 1990s and early 2000s under U.S. leadership. U.S. leaders ignored Russia’s objections and underestimated the lengths to which Russian counterparts were prepared to go to secure the homeland against perceived threats. Second, American policymakers and experts have long paid too little attention to the drivers of Russia’s external behavior. Russian threat perceptions are part of an inheritance heavily shaped by geography and a history of troubled relations with other major European powers. They are compounded by the trauma of the loss of its empire, the lingering ideology of greatness, and a sense of entitlement based on its sacrifice in World War II. President Vladimir Putin stokes all of them for domestic political gain. Third, U.S. policymakers have not fully internalized the lessons of the two biggest crises of the Cold War—the Cuban missile crisis of 1962 and the Euromissile crisis of the early 1980s. In both cases, the Soviet Union went to great lengths to counter what its leaders perceived was a unilateral U.S. threat to the Soviet homeland that could not be tolerated. In 1962 they almost triggered a nuclear war. In 1987, they agreed to eliminate an entire class of intermediate-range nuclear weapons to secure the homeland from U.S. missiles. In both situations, U.S. missiles deployed in Europe would deny the Kremlin the advantage of strategic depth and decision time in a crisis. The lessons of those crises were ignored as anachronisms when NATO embarked on its eastward expansion on the assumption that it would no longer need to worry about, let alone maintain the necessary capabilities for the territorial defense mission. After all, Russia was permanently weakened. When Russia proved otherwise, the alliance was caught by surprise. In another surprise for the United States and its allies, Russian foreign policy has become increasingly assertive, adversarial, and ambitious over the past decade. In the post-Soviet space, the Middle East, Latin America, and parts of Africa, Russia has deployed a diverse tool kit rich in hard, soft, and gray zone power instruments to assert itself as a global power. Russian foreign policy agility and even daring have repeatedly caught the West by surprise and sparked fears of its return as a major threat to Western interests. In reality, Russian gains and tools used to accomplish Moscow’s objectives have not been all that impressive. But Russia has made up for it by capitalizing on mistakes made by the United States and its allies or moving into power vacuums left by them. Still, Russian muscle-flexing and agility in deploying its tool kit, certain to be enriched as new and even more disruptive technologies become available, will remain a top-tier challenge for the president and his senior national security aides. Russia will also remain a serious national security concern for the United States because of its nuclear arsenal and conventional and cyber capabilities—and because of the U.S. commitment to NATO, which is locked in a tense standoff with Russia, in close proximity to its heartland, for the foreseeable future. Getting Russia right—assessing its capabilities and intentions, the long-term drivers of its policy and threat perceptions, as well as its accomplishments—is essential because the alternative of misreading them is a recipe for wasted resources, distorted national priorities, and increased risk of confrontation. In responding to this challenge, it is important to set priorities and differentiate between primary and secondary interests. Europe is the principal theater of the East-West confrontation where Russian actions threaten Western security. Beyond Europe, Russia’s gains have been considerably less than often portrayed and pose a less serious challenge to U.S. interests. The continued tendency to dismiss Russia as a “has been” or declining power whose bark will always be worse than its bite can lead to the United States overextending itself, making unrealistic commitments, and risking a dangerous escalation with the one country that is still its nuclear peer competitor. The push to expand NATO without taking into account the possibility of Russia reemerging as a major military power was an example of such thinking, which is to be avoided in the future. At the same time, the scope and scale of the threat that Russia’s global activism poses to U.S. interests will depend largely on how Washington defines those interests in regions where Russia has expanded its footprint over the past decade. Absent a sober assessment of Russia’s gains and tools for power projection, the United States will position itself to needlessly chase after the specter of Russian expansionism in distant corners of the world where major U.S. interests are not at stake.
Topic:
Foreign Policy, NATO, Power Politics, Geopolitics, Post Cold War, and Expansion
Political Geography:
Russia, Eurasia, North America, and United States of America

20. Redefining the U.S.-Turkey Relationship

Author:
Sinan Ülgen
Publication Date:
07-2021
Content Type:
Working Paper
Institution:
Carnegie Endowment for International Peace
Abstract:
At present, the relationship between Turkey and the United States is in a deep crisis. The meeting between U.S. President Joe Biden and Turkish President Recep Tayyip Erdoğan at the margin of the June 2021 North Atlantic Treaty Organization (NATO) Summit in Brussels raised expectations that the U.S.-Turkey relationship can be put back on track. And yet recovery from the present crisis is uncertain, as the underlying factors that previously shaped the relationship have changed. The end of the Cold War and the emergence of a more multipolar system have altered the nature of U.S.-Turkey engagement. In Washington, competition between global powers is now the overriding frame for U.S. foreign policy. Ankara, however, views the world very differently. The rise of Asia and the ascendancy of China are seen more as opportunities than threats. Ankara interprets these trends, as well as Russia’s growing regional activism, as signs of the lasting emergence of a multipolar world order. This understanding now shapes the strategic calculus of Turkish policymakers. Turkish political elites firmly believe that a successful repositioning of their country in this multipolar environment will benefit the nation in the long run. This growing divergence in terms of how Ankara and Washington see the world creates a challenging environment for constructively addressing the range of prevailing bilateral disputes. This paper examines five main areas of disagreement between the two countries and explores how the two sides might overcome these differences. At the top of the list of current disagreements are Turkey’s acquisition of the S-400 air and missile defense system from Russia and ongoing U.S. support for Syria’s Kurdish military and political factions. Also important are the consequences of the erosion of democratic norms in Turkey; the U.S. position on the self-exiled Islamic preacher Fethullah Gülen, who many in the Turkish government believe was the architect of the failed coup attempt in Turkey in July 2016; the possible impact of the Halkbank court case on grounds of past violations of Iran sanctions; and the Biden administration’s decision to use the word “genocide” to refer to the killings and deportations of Ottoman Armenians during World War I. Under these circumstances, it is clear that the Turkey-U.S. relationship is in need of redefinition. The Turkey-U.S. relationship has long been defined as a strategic alliance underwritten by NATO. Today, this definition has become obsolete and does not capture the new reality of this relationship. Turkey undoubtedly will remain a strong NATO ally, but its relationship with the United States will no longer be shaped by the power asymmetry of this military alliance. In other words, the reality of the United States being the main security provider will not be sufficient to override and contain the centrifugal trends that have shaped the relationship since the end of the Cold War and that have gained momentum in the past decade as a result of the growing divergences between Ankara and Washington. Yet differences with Turkey cannot be managed with the same clinical approach reserved for adversaries of the United States. Turkey is not an adversary, and therefore, a categorical separation of areas of agreement and cooperation from areas of disagreement is unrealistic. Unlike in the case of the United States and its true adversaries, the perpetuation of areas of dispute will always hinder the scope of U.S. collaboration with Turkey. The underlying alliance relationship has a built-in expectation of solidarity and mutual trust. Without these values, the bilateral relationship cannot function effectively. Neither will the “grand bargain” approach favored by Ankara be successful. Turkey wants a diplomatic process with the United States that would involve deliberations on all the disputed areas in a flexible manner. These deliberations could then lead to trade-offs that would create the conditions for a mutually beneficial reset. Ankara could also showcase its flexibility provided that Washington demonstrates its willingness for compromise. And yet there is little interest in Washington in undertaking such an enterprise with the Erdoğan government. A scenario of gradual rapprochement as an alternative to the grand bargain championed by Turkey or the principled engagement currently favored by Washington can be promoted. The gradual rapprochement would entail a series of confidence-building actions. Positive areas of engagement could include future negotiations with Iran, the reconstruction of Syria, the normalization of Libya, the stabilization of governance reform in Afghanistan given Turkey’s interest to operate the Kabul airport even after the U.S. and NATO withdrawals, the countering of Russian aggressiveness (especially toward Ukraine), and collaboration in Africa to dampen the influence of China. The Turkey-U.S. relationship may in that sense be in acute need of gradual but concrete steps that over time will set a new tone for a more positive and constructive strategic partnership and reestablish mutual trust.
Topic:
Foreign Policy, NATO, Bilateral Relations, Alliance, Multipolarity, and Military
Political Geography:
Turkey, North America, United States of America, and Mediterranean